• How to Write a Great PhD Research Proposal | FindAPhD.com

How to Write a Great PhD Research Proposal

Written by Mark Bennett

You'll need to write a research proposal if you're submitting your own project plan as part of a PhD application. A good PhD proposal outlines the scope and significance of your topic and explains how you plan to research it.

It's helpful to think about the proposal like this: if the rest of your application explains your ability to do a PhD, the proposal demonstrates the actual PhD you plan to do. Of course, being able to effectively plan and explain a research project is one of the key qualifications for being able to complete one, which is why the proposal is such an important part of the PhD application process.

Thankfully, the secret to writing a good research proposal isn't complicated. It's simply a case of understanding what the proposal is for, what it needs to do and how it needs to be put together.

On this page

What is a phd research proposal.

First things first, do you need a research proposal for your PhD? It depends on the kind of project you want to do:

  • If your PhD is advertised by a university, you probably won't need to submit a research proposal for it. The broad aims and objectives for your PhD will already be defined: you just need to prove you're the right person to do it.
  • But, if you're proposing your own research topic to research within a university's PhD programme, you will need to write a proposal for it (the clue is in the word "proposing")

As a rule, advertised PhDs are very common in STEM subjects, whereas Arts, Humanities and Social Science students are more likely to propose their own PhDs.

Some PhD programmes actually wait and ask students to develop their research proposal during the degree (usually after they've completed some initial training). This is normal in the USA , but it's becoming more common for some UKRI-funded UK PhDs.

For the purposes of this guide we're going to assume that you do need to write a good research proposal for your PhD application. So let's explore what's involved in that.

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What should a research proposal for PhD admission include?

It's natural to be a little intimidated at the thought of structuring a PhD proposal, particularly if you've never written anything like this before.

But here's the thing: a research proposal isn't a fiendish test designed to catch you out and stop you ever doing a PhD. It's actually much more boring than that.

All a research proposal really is is a document that demonstrates three things:

  • Your PhD is worthwhile
  • Your PhD is feasible
  • You are capable of completing it at this university

Or to put it even more simply: the PhD is worth doing, it's doable and you can do it.

Demonstrate your PhD is worthwhile (the what and the why)

A successful PhD project has to make a significant original contribution to knowledge. If it doesn't, it won't meet the criteria for a doctoral degree and will probably fail the viva exam .

Your PhD proposal itself doesn't have to meet those criteria (or pass a viva!) but it does need to indicate that your PhD project eventually will.

It does that by first demonstrating that your research topic is original. That means nobody else has studied this same topic (or one very similar) before.

There are all sorts of ways a PhD can be original. You might examine new data or primary sources, to look at existing material from a fresh perspective, or deal with the impact of new events. It doesn't matter how your project is original, so long as your proposal is really specific about what makes it original.

You also need to explain why your proposed research will be academically significant. To do this properly, you'll need to acknowledge relevant existing scholarship and explain how your research will relate to it. You don't need to be exhaustive at this point, but you should be able to show how your PhD will contribute to its field and – ideally – indicate some of the gaps in knowledge it will aim to fill.

The final step in demonstrating your PhD is worthwhile is to suggest what will become possible as a result of your research. How could other researchers use or build upon your results? What might closing those gaps in academic knowledge mean for audiences outside the unviversity?

Demonstrate your PhD is feasible (the how)

It isn't enough just to show that your research is worth doing; it also needs to actually be doable.

The length of a full-time PhD is around three to four years in most countries (it's longer in for a PhD in the USA , but you don't spend all that time doing research).

Three years may seem like a long time, but researching a PhD is a lot of work and you'll probably spend at least some of your time on other activities like teaching, conference presentations or even publication.

So, one of the things your proposal needs to do is demonstrate that your project is feasible: that it fits within the scope of a PhD.

The most important criteria for this is to be clear about what you plan to do. It should be obvious from your proposal what the scope of your project is – what is and isn't included within it.

You also need to outline how you plan to go about your research. Where will you start and what order do you expect to proceed in? Is the logic for that obvious? If not, it's probably a good idea to explain it.

Finally, you need to explain the methodology you plan to use. This could include techniques for collecting data and sources, theoretical perspectives for analysing them – or both. You may also need to detail specific equipment you expect to use or fieldwork you'll need to undertake (including trips to archives or other external resources).

None of this needs to be exact or completely final. The key word here is 'plan' – but you do need to have one.

Demonstrate that you can complete it at this university (the who and the where)

So far we've thought about the project itself: what makes it worth doing and how it's going to get done. But your proposal also needs to address the who and the where: why are you the right person to carry out this research, and why do you want to do it at this particular university?

The first part of this is easier than it probably looks. Writing a good research proposal demonstrates enthusiasm for your project much more convincingly than simply saying you're very interested in it (a classic case of 'show, don't tell').

You also don't need to repeat your grades and academic achievements (other parts of your PhD application will cover those). Instead, try to underline experiences that relate to this project. Has a particular module or Masters dissertation topic prepared you with useful subject knowledge or methodological skills? If so, highlight it.

It's also fine, within reason, to be honest about the skills you don't have and to identify your training needs. This shows you're being practical about your project and thinking seriously about what it will require. Just make sure you can realistically acquire the skills and training you need within the time available (this goes back to the feasibility).

Showing your project is a good fit for the university is also relatively simple. There should already be some reasons why you've chosen this university for your PhD so make sure you explain what they are. Perhaps there's a particular supervisor you'd like to work with , or facilities and resources your research could use. The key is to emphasise the fit between the project and the university – so don't just say you want to research there because it's highly ranked .

PhD research proposal structure

Hopefully the above sections have given you a few ideas for the things your proposal needs to include. Let's be honest though, the scariest thing about a proposal isn't deciding what to include: it's actually writing it.

But, if we flip that on its head, we remember that all a research proposal really is is a piece of writing that follows a pretty standard format. And that's a lot less scary.

Research proposal structure

Because proposals for PhD all have to do the same things, they mostly follow a similar structure. Yours will probably go something like this:

  • Title – Keep it simple and descriptive: the clever alliteration and quotes can come later when you write up your thesis. For now, you just want the person reading this to know exactly what your research is about and, perhaps, which prospective supervisor to send it to.
  • Overview – Start by defining your research question (the what) and explaining how it contributes to current work in your field (the why). This is also a good place to reference one or two pieces of scholarship: the full literature review can wait until your PhD begins, but you should show that you have some understanding of relevant academic research.
  • Methodology – Make sure the reader understands the practical and / or theoretical approaches you'll take to your research. What data will you collect, how will you collect it and how will you analyse it? Ideally refer to relevant research methods and models. It's also a good idea to provide some sort of roadmap for how you'll go about things. Don't worry, you can change it later (and you will).
  • Outcomes and impact – What will exist as a result of your research (other than just another PhD on a library shelf) and what will it make possible? You don't need to identify every specific outcome from your project (blue sky research is fine) but you should think about what some potential outcomes might be.

You probably won't need to include a specific conclusion - it should be obvious, by now, what your project is doing, how you're going to do it and why that matters. A quick summary sentence is fine though, if you think it will help.

Writing tips

Being able to effectively communicate academic concepts, ideas and results is a key skill for PhD research in all subjects . Think of your proposal as a chance to demonstrate this.

The good news is that the key principles of good proposal writing aren't that different from other work you've probably done as a Bachelors or Masters student:

  • Be clear – The person reading your research proposal should know exactly what it is you're proposing to research, with no room for ambiguity and confusion. This is important on a practical level (they need to know where to send it) but it's also important to the success of your application: a confusing proposal suggests a confused project. Try having a friend read it and ask them "do you know what it is I'm proposing to do here?" (even if they don't understand the details).
  • Be concise – You will have more ideas than you can include in your proposal. That's fine. Choose the best ones and leave the others for your interview .
  • be coherent – Follow something like the structure above. Don't start with your methodology, then say what it is you want to research.

How long should a PhD research proposal be?

Honestly? As long as the university asks for it to be. Most will have guidelines and you should follow them closely if so.

If you honestly can't find a suggested word count for your proposal, then consider asking a prospective supervisor . If you still aren't sure, aim for somewhere between 1,000-2,000 words .

As a very general rule, Arts, Humanities and Social Sciences are a bit longer than STEM proposals (and a lot of STEM students don't have to write one anyway, as we've explained).

Research proposal for PhD admission - dos and don'ts

Research proposals are a popular topic over on the FindAPhD blog , where we've shared stories of how students wrote theirs , along with mistakes to avoid and a counter-intuitive look at the things a PhD proposal doesn't actually need to do .

Here are a few general tips and mistakes to avoid:

#1 Give yourself enough time to do a good job

Preparing to write a PhD proposal takes time and effort. None of this is wasted as the process of evaluating and framing your ideas for a proposal will improve your project plan immensely. So will the need to decide which ideas to include.

But you need time and space to do that, so make sure you get it. How long it will take to write your PhD proposal is heavily dependent on your personal working style, but you'll likely need to give yourself at least a few weeks to do a good job.

#2 Set out to impress

A good proposal isn't a begging letter. You're approaching the university with a great idea that's going to contribute to and enhance their research. Be honest, be realistic, but don't be unnecessarily humble. They should want you and your project.

#3 Demonstrate original thinking!

You may not need to present original research findings yet, but your proposal does need to present original ideas – and it should be clear why and how those ideas are original.

Make sure you indicate how your project is going to expand, enhance or even correct existing work in your field. Remember that making an "original contribution to knowledge" is a key part of what a PhD is .

#1 Send the same proposal to several universities

A good proposal needs to explain why you want to do your research at a particular university. That's a big part of the feasibility (the fit between project, person and place) and methodology (how are you going to use this university's equipment and archives; when and where will you need to travel).

It's OK to apply to more than one university in parallel, but, in that case, you're writing research proposals .

#2 Use online proposal templates (without evaluating them first!)

It can be tempting to search for PhD proposal samples on the internet, but make sure you evaluate what you find. Some websites may host old proposals from previous PhD students, but there's no way of knowing how relevant these are to your subject and university – or if they were even successful! More 'generic' research proposal examples can offer guidance, but they won't be tailored to your specific project.

The best place to look for a PhD proposal sample is your university. Consider asking your supervisor if they can share a good proposal from a previous student in your subject – or put you in touch with a current student you can ask.

#3 Confuse the proposal with the PhD

We've covered this on the blog , but it's simple enough to include here too.

You're setting out to do a PhD, but you (probably!) haven't done one yet. So you don't need to include research findings, in-depth analysis or a comprehesive literature review. You need to make a case for the research and analysis you want to do.

#4 Ignore your university's help and guidance

The advice on this page is necessarily quite general. We're considering adding guides to writing PhD proposals in specific subjects in future but, for now, the best place to get specific advice for your academic field is probably the university you're applying to.

See if you can get some subject-specific tips by contacting a supervisor , or just checking with the admissions team for your department.

And remember: if they give you a structure and a word count, stick to it.

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Mark bennett.

Mark joined FindAPhD to develop our first ever advice articles in 2013 and now serves as our Director of Audience & Editorial, making sure our websites and information are as useful as possible for people thinking about Masters and PhD study. He has a PhD in English Literature from the University of Sheffield, as well as Bachelors and Masters degrees from the University of Kent and the University of South Wales.

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How to write a grant proposal: a step-by-step guide

How to write a grant proposal

What is a grant proposal?

Why should you write a grant proposal, format of a grant proposal, how to write a grant proposal, step 1: decide what funding opportunity to apply for, and research the grant application process, step 2: plan and research your project, preliminary research for your grant proposal, questions to ask yourself as you plan your grant proposal, developing your grant proposal, step 3: write the first draft of your grant proposal, step 4: get feedback, and revise your grant proposal accordingly, step 5: prepare to submit your grant proposal, what happens after submitting the grant proposal, final thoughts, other useful sources for writing grant proposals, frequently asked questions about writing grant proposals, related articles.

You have a vision for a future research project, and want to share that idea with the world.

To achieve your vision, you need funding from a sponsoring organization, and consequently, you need to write a grant proposal.

Although visualizing your future research through grant writing is exciting, it can also feel daunting. How do you start writing a grant proposal? How do you increase your chances of success in winning a grant?

But, writing a proposal is not as hard as you think. That’s because the grant-writing process can be broken down into actionable steps.

This guide provides a step-by-step approach to grant-writing that includes researching the application process, planning your research project, and writing the proposal. It is written from extensive research into grant-writing, and our experiences of writing proposals as graduate students, postdocs, and faculty in the sciences.

A grant proposal is a document or collection of documents that outlines the strategy for a future research project and is submitted to a sponsoring organization with the specific goal of getting funding to support the research. For example, grants for large projects with multiple researchers may be used to purchase lab equipment, provide stipends for graduate and undergraduate researchers, fund conference travel, and support the salaries of research personnel.

As a graduate student, you might apply for a PhD scholarship, or postdoctoral fellowship, and may need to write a proposal as part of your application. As a faculty member of a university, you may need to provide evidence of having submitted grant applications to obtain a permanent position or promotion.

Reasons for writing a grant proposal include:

  • To obtain financial support for graduate or postdoctoral studies;
  • To travel to a field site, or to travel to meet with collaborators;
  • To conduct preliminary research for a larger project;
  • To obtain a visiting position at another institution;
  • To support undergraduate student research as a faculty member;
  • To obtain funding for a large collaborative project, which may be needed to retain employment at a university.

The experience of writing a proposal can be helpful, even if you fail to obtain funding. Benefits include:

  • Improvement of your research and writing skills
  • Enhancement of academic employment prospects, as fellowships and grants awarded and applied for can be listed on your academic CV
  • Raising your profile as an independent academic researcher because writing proposals can help you become known to leaders in your field.

All sponsoring agencies have specific requirements for the format of a grant proposal. For example, for a PhD scholarship or postdoctoral fellowship, you may be required to include a description of your project, an academic CV, and letters of support from mentors or collaborators.

For a large research project with many collaborators, the collection of documents that need to be submitted may be extensive. Examples of documents that might be required include a cover letter, a project summary, a detailed description of the proposed research, a budget, a document justifying the budget, and the CVs of all research personnel.

Before writing your proposal, be sure to note the list of required documents.

Writing a grant proposal can be broken down into three major activities: researching the project (reading background materials, note-taking, preliminary work, etc.), writing the proposal (creating an outline, writing the first draft, revisions, formatting), and administrative tasks for the project (emails, phone calls, meetings, writing CVs and other supporting documents, etc.).

Below, we provide a step-by-step guide to writing a grant proposal:

  • Decide what funding opportunity to apply for, and research the grant application process
  • Plan and research your project
  • Write the first draft of your grant proposal
  • Get feedback, and revise your grant proposal accordingly
  • Prepare to submit your grant proposal

5 steps for writing a grant proposal.

  • Start early. Begin by searching for funding opportunities and determining requirements. Some sponsoring organizations prioritize fundamental research, whereas others support applied research. Be sure your project fits the mission statement of the granting organization. Look at recently funded proposals and/or sample proposals on the agency website, if available. The Research or Grants Office at your institution may be able to help with finding grant opportunities.
  • Make a spreadsheet of grant opportunities, with a link to the call for proposals page, the mission and aims of the agency, and the deadline for submission. Use the information that you have compiled in your spreadsheet to decide what to apply for.
  • Once you have made your decision, carefully read the instructions in the call for proposals. Make a list of all the documents you need to apply, and note the formatting requirements and page limits. Know exactly what the funding agency requires of submitted proposals.
  • Reach out to support staff at your university (for example, at your Research or Grants Office), potential mentors, or collaborators. For example, internal deadlines for submitting external grants are often earlier than the submission date. Make sure to learn about your institution’s internal processes, and obtain contact information for the relevant support staff.
  • Applying for a grant or fellowship involves administrative work. Start preparing your CV and begin collecting supporting documents from collaborators, such as letters of support. If the application to the sponsoring agency is electronic, schedule time to set up an account, log into the system, download necessary forms and paperwork, etc. Don’t leave all of the administrative tasks until the end.
  • Map out the important deadlines on your calendar. These might include video calls with collaborators, a date for the first draft to be complete, internal submission deadlines, and the funding agency deadline.
  • Schedule time on your calendar for research, writing, and administrative tasks associated with the project. It’s wise to group similar tasks and block out time for them (a process known as ” time batching ”). Break down bigger tasks into smaller ones.

Develop a plan for your research project.

Now that you know what you are applying for, you can think about matching your proposed research to the aims of the agency. The work you propose needs to be innovative, specific, realizable, timely, and worthy of the sponsoring organization’s attention.

  • Develop an awareness of the important problems and open questions in your field. Attend conferences and seminar talks and follow all of your field’s major journals.
  • Read widely and deeply. Journal review articles are a helpful place to start. Reading papers from related but different subfields can generate ideas. Taking detailed notes as you read will help you recall the important findings and connect disparate concepts.

Notetaking for a grant proposal

  • Writing a grant proposal is a creative and imaginative endeavor. Write down all of your ideas. Freewriting is a practice where you write down all that comes to mind without filtering your ideas for feasibility or stopping to edit mistakes. By continuously writing your thoughts without judgment, the practice can help overcome procrastination and writer’s block. It can also unleash your creativity, and generate new ideas and associations. Mind mapping is another technique for brainstorming and generating connections between ideas.
  • Establish a regular writing practice. Schedule time just for writing, and turn off all distractions during your focused work time. You can use your writing process to refine your thoughts and ideas.
  • Use a reference manager to build a library of sources for your project. You can use a reference management tool to collect papers , store and organize references , and highlight and annotate PDFs . Establish a system for organizing your ideas by tagging papers with labels and using folders to store similar references.

Organize your library with a reference manager when writing a grant proposal

To facilitate intelligent thinking and shape the overall direction of your project, try answering the following questions:

  • What are the questions that the project will address? Am I excited and curious about their answers?
  • Why are these questions important?
  • What are the goals of the project? Are they SMART (Specific, Measurable, Actionable, Relevant, and Timely)?
  • What is novel about my project? What is the gap in current knowledge?
  • What methods will I use, and how feasible is my approach?
  • Can the work be done over the proposed period, and with the budget I am requesting?
  • Do I have relevant experience? For example, have I completed similar work funded by previous grants or written papers on my proposed topic?
  • What pilot research or prior work can I use, or do I need to complete preliminary research before writing the proposal?
  • Will the outcomes of my work be consequential? Will the granting agency be interested in the results?
  • What solutions to open problems in my field will this project offer? Are there broader implications of my work?
  • Who will the project involve? Do I need mentors, collaborators, or students to contribute to the proposed work? If so, what roles will they have?
  • Who will read the proposal? For example, experts in the field will require details of methods, statistical analyses, etc., whereas non-experts may be more concerned with the big picture.
  • What do I want the reviewers to feel, and take away from reading my proposal?
  • What weaknesses does my proposed research have? What objections might reviewers raise, and how can I address them?
  • Can I visualize a timeline for my project?

Create an actionable plan for your research project using the answers to these questions.

  • Now is the time to collect preliminary data, conduct experiments, or do a preliminary study to motivate your research, and demonstrate that your proposed project is realistic.
  • Use your plan to write a detailed outline of the proposal. An outline helps you to write a proposal that has a logical format and ensures your thought process is rational. It also provides a structure to support your writing.
  • Follow the granting agency’s guidelines for titles, sections, and subsections to inform your outline.

At this stage, you should have identified the aims of your project, what questions your work will answer, and how they are relevant to the sponsoring agency’s call for proposals. Be able to explain the originality, importance, and achievability of your proposed work.

Write first draft grant proposal

Now that you have done your research, you are ready to begin writing your proposal and start filling in the details of your outline. Build on the writing routine you have already started. Here are some tips:

  • Follow the guidelines of the funding organization.
  • Keep the proposal reviewers in mind as you write. Your audience may be a combination of specialists in your field and non-specialists. Make sure to address the novelty of your work, its significance, and its feasibility.
  • Write clearly, concisely, and avoid repetition. Use topic sentences for each paragraph to emphasize key ideas. Concluding sentences of each paragraph should develop, clarify, or summarize the support for the declaration in the topic sentence. To make your writing engaging, vary sentence length.
  • Avoid jargon, where possible. Follow sentences that have complex technical information with a summary in plain language.
  • Don’t review all information on the topic, but include enough background information to convince reviewers that you are knowledgeable about it. Include preliminary data to convince reviewers you can do the work. Cite all relevant work.
  • Make sure not to be overly ambitious. Don’t propose to do so much that reviewers doubt your ability to complete the project. Rather, a project with clear, narrowly-defined goals may prove favorable to reviewers.
  • Accurately represent the scope of your project; don’t exaggerate its impacts. Avoid bias. Be forthright about the limitations of your research.
  • Ensure to address potential objections and concerns that reviewers may have with the proposed work. Show that you have carefully thought about the project by explaining your rationale.
  • Use diagrams and figures effectively. Make sure they are not too small or contain too much information or details.

After writing your first draft, read it carefully to gain an overview of the logic of your argument. Answer the following questions:

  • Is your proposal concise, explicit, and specific?
  • Have you included all necessary assumptions, data points, and evidence in your proposal?
  • Do you need to make structural changes like moving or deleting paragraphs or including additional tables or figures to strengthen your rationale?
  • Have you answered most of the questions posed in Step 2 above in your proposal?
  • Follow the length requirements in the proposal guidelines. Don't feel compelled to include everything you know!
  • Use formatting techniques to make your proposal easy on the eye. Follow rules for font, layout, margins, citation styles , etc. Avoid walls of text. Use bolding and italicizing to emphasize points.
  • Comply with all style, organization, and reference list guidelines to make it easy to reviewers to quickly understand your argument. If you don’t, it’s at best a chore for the reviewers to read because it doesn’t make the most convincing case for you and your work. At worst, your proposal may be rejected by the sponsoring agency without review.
  • Using a reference management tool like Paperpile will make citation creation and formatting in your grant proposal quick, easy and accurate.

Get feedback on grant proposal.

Now take time away from your proposal, for at least a week or more. Ask trusted mentors or collaborators to read it, and give them adequate time to give critical feedback.

  • At this stage, you can return to any remaining administrative work while you wait for feedback on the proposal, such as finalizing your budget or updating your CV.
  • Revise the proposal based on the feedback you receive.
  • Don’t be discouraged by critiques of your proposal or take them personally. Receiving and incorporating feedback with humility is essential to grow as a grant writer.

Check requirements of granting agency

Now you are almost ready to submit. This is exciting! At this stage, you need to block out time to complete all final checks.

  • Allow time for proofreading and final editing. Spelling and grammar mistakes can raise questions regarding the rigor of your research and leave a poor impression of your proposal on reviewers. Ensure that a unified narrative is threaded throughout all documents in the application.
  • Finalize your documents by following a checklist. Make sure all documents are in place in the application, and all formatting and organizational requirements are met.
  • Follow all internal and external procedures. Have login information for granting agency and institution portals to hand. Double-check any internal procedures required by your institution (applications for large grants often have a deadline for sign-off by your institution’s Research or Grants Office that is earlier than the funding agency deadline).
  • To avoid technical issues with electronic portals, submit your proposal as early as you can.
  • Breathe a sigh of relief when all the work is done, and take time to celebrate submitting the proposal! This is already a big achievement.

Now you wait! If the news is positive, congratulations!

But if your proposal is rejected, take heart in the fact that the process of writing it has been useful for your professional growth, and for developing your ideas.

Bear in mind that because grants are often highly competitive, acceptance rates for proposals are usually low. It is very typical to not be successful on the first try and to have to apply for the same grant multiple times.

Here are some tips to increase your chances of success on your next attempt:

  • Remember that grant writing is often not a linear process. It is typical to have to use the reviews to revise and resubmit your proposal.
  • Carefully read the reviews and incorporate the feedback into the next iteration of your proposal. Use the feedback to improve and refine your ideas.
  • Don’t ignore the comments received from reviewers—be sure to address their objections in your next proposal. You may decide to include a section with a response to the reviewers, to show the sponsoring agency that you have carefully considered their comments.
  • If you did not receive reviewer feedback, you can usually request it.

You learn about your field and grow intellectually from writing a proposal. The process of researching, writing, and revising a proposal refines your ideas and may create new directions for future projects. Professional opportunities exist for researchers who are willing to persevere with submitting grant applications.

➡️ Secrets to writing a winning grant

➡️ How to gain a competitive edge in grant writing

➡️ Ten simple rules for writing a postdoctoral fellowship

A grant proposal should include all the documents listed as required by the sponsoring organization. Check what documents the granting agency needs before you start writing the proposal.

Granting agencies have strict formatting requirements, with strict page limits and/or word counts. Check the maximum length required by the granting agency. It is okay for the proposal to be shorter than the maximum length.

Expect to spend many hours, even weeks, researching and writing a grant proposal. Consequently, it is important to start early! Block time in your calendar for research, writing, and administration tasks. Allow extra time at the end of the grant-writing process to edit, proofread, and meet presentation guidelines.

The most important part of a grant proposal is the description of the project. Make sure that the research you propose in your project narrative is new, important, and viable, and that it meets the goals of the sponsoring organization.

A grant proposal typically consists of a set of documents. Funding agencies have specific requirements for the formatting and organization of each document. Make sure to follow their guidelines exactly.

how to write a grant proposal phd

Tips for Grads: A guide to writing grant proposals

By Olivia Gacka, PhD Student

One of the things we hear about most often from graduate students is the difficulty and confusion they face when applying for grants. It can feel discouraging if you aren’t sure what to do, what to write, or where to apply! Luckily, the Writing Center has compiled an extremely helpful guide, Planning and Writing a Grant Proposal: The Basics . I would recommend taking the time to read the entire guide for yourself, but in the meantime, here are three key takeaways:

  • There is no one size fits all grant proposal: As much as I love to avoid duplicating my work, it is best to tailor grant proposals to the organization, what they are looking for, and what their expectations are for the proposal format and for the usage of the grant itself. You can certainly borrow parts of previous grants you’ve written for the project before, but you should approach each one with your specific audience in mind.
  • The smaller grants are worth it: When I think about applying for grant funding, I’ve often narrowed my search to the bigger options out there. My main logic has always been to try to make the investment of my time spent writing the proposal “worth it”, in terms of how much money I get out of it. But the guide reminds us that securing a handful of smaller grants can be a worthwhile strategic move in making your proposal more attractive to larger funding operations. Sometimes, the value of a grant doesn’t just come from the money, but from the weight it lends to your endeavors.
  • Grant writing is an exciting thing: I was really surprised to read those words, because my first thought when I know I’m going to need to apply for grants is that doing so is a task and a chore. But the Writing Center encourages us to remember that being in this position means that we have something we are passionate about, something we are doing that no one else is, or an exciting idea that we want to bring to life. Reframing our mindset from “this is something I have to do” to “this is something I get to do” is an essential step in writing a great grant proposal.

Tips for Grads is a professional and academic advice column written by graduate students for graduate students at UW­–Madison. It is published in the student newsletter, GradConnections Weekly.

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The Writing Center • University of North Carolina at Chapel Hill

Grant Proposals (or Give me the money!)

What this handout is about.

This handout will help you write and revise grant proposals for research funding in all academic disciplines (sciences, social sciences, humanities, and the arts). It’s targeted primarily to graduate students and faculty, although it will also be helpful to undergraduate students who are seeking funding for research (e.g. for a senior thesis).

The grant writing process

A grant proposal or application is a document or set of documents that is submitted to an organization with the explicit intent of securing funding for a research project. Grant writing varies widely across the disciplines, and research intended for epistemological purposes (philosophy or the arts) rests on very different assumptions than research intended for practical applications (medicine or social policy research). Nonetheless, this handout attempts to provide a general introduction to grant writing across the disciplines.

Before you begin writing your proposal, you need to know what kind of research you will be doing and why. You may have a topic or experiment in mind, but taking the time to define what your ultimate purpose is can be essential to convincing others to fund that project. Although some scholars in the humanities and arts may not have thought about their projects in terms of research design, hypotheses, research questions, or results, reviewers and funding agencies expect you to frame your project in these terms. You may also find that thinking about your project in these terms reveals new aspects of it to you.

Writing successful grant applications is a long process that begins with an idea. Although many people think of grant writing as a linear process (from idea to proposal to award), it is a circular process. Many people start by defining their research question or questions. What knowledge or information will be gained as a direct result of your project? Why is undertaking your research important in a broader sense? You will need to explicitly communicate this purpose to the committee reviewing your application. This is easier when you know what you plan to achieve before you begin the writing process.

Diagram 1 below provides an overview of the grant writing process and may help you plan your proposal development.

A chart labeled The Grant Writing Process that provides and overview of the steps of grant writing: identifying a need, finding grants, developing a proposal and budget, submitting the proposal, accepting or declining awards, carrying out the project, and filing a report with funding agencies.

Applicants must write grant proposals, submit them, receive notice of acceptance or rejection, and then revise their proposals. Unsuccessful grant applicants must revise and resubmit their proposals during the next funding cycle. Successful grant applications and the resulting research lead to ideas for further research and new grant proposals.

Cultivating an ongoing, positive relationship with funding agencies may lead to additional grants down the road. Thus, make sure you file progress reports and final reports in a timely and professional manner. Although some successful grant applicants may fear that funding agencies will reject future proposals because they’ve already received “enough” funding, the truth is that money follows money. Individuals or projects awarded grants in the past are more competitive and thus more likely to receive funding in the future.

Some general tips

  • Begin early.
  • Apply early and often.
  • Don’t forget to include a cover letter with your application.
  • Answer all questions. (Pre-empt all unstated questions.)
  • If rejected, revise your proposal and apply again.
  • Give them what they want. Follow the application guidelines exactly.
  • Be explicit and specific.
  • Be realistic in designing the project.
  • Make explicit the connections between your research questions and objectives, your objectives and methods, your methods and results, and your results and dissemination plan.
  • Follow the application guidelines exactly. (We have repeated this tip because it is very, very important.)

Before you start writing

Identify your needs and focus.

First, identify your needs. Answering the following questions may help you:

  • Are you undertaking preliminary or pilot research in order to develop a full-blown research agenda?
  • Are you seeking funding for dissertation research? Pre-dissertation research? Postdoctoral research? Archival research? Experimental research? Fieldwork?
  • Are you seeking a stipend so that you can write a dissertation or book? Polish a manuscript?
  • Do you want a fellowship in residence at an institution that will offer some programmatic support or other resources to enhance your project?
  • Do you want funding for a large research project that will last for several years and involve multiple staff members?

Next, think about the focus of your research/project. Answering the following questions may help you narrow it down:

  • What is the topic? Why is this topic important?
  • What are the research questions that you’re trying to answer? What relevance do your research questions have?
  • What are your hypotheses?
  • What are your research methods?
  • Why is your research/project important? What is its significance?
  • Do you plan on using quantitative methods? Qualitative methods? Both?
  • Will you be undertaking experimental research? Clinical research?

Once you have identified your needs and focus, you can begin looking for prospective grants and funding agencies.

Finding prospective grants and funding agencies

Whether your proposal receives funding will rely in large part on whether your purpose and goals closely match the priorities of granting agencies. Locating possible grantors is a time consuming task, but in the long run it will yield the greatest benefits. Even if you have the most appealing research proposal in the world, if you don’t send it to the right institutions, then you’re unlikely to receive funding.

There are many sources of information about granting agencies and grant programs. Most universities and many schools within universities have Offices of Research, whose primary purpose is to support faculty and students in grant-seeking endeavors. These offices usually have libraries or resource centers to help people find prospective grants.

At UNC, the Research at Carolina office coordinates research support.

The Funding Information Portal offers a collection of databases and proposal development guidance.

The UNC School of Medicine and School of Public Health each have their own Office of Research.

Writing your proposal

The majority of grant programs recruit academic reviewers with knowledge of the disciplines and/or program areas of the grant. Thus, when writing your grant proposals, assume that you are addressing a colleague who is knowledgeable in the general area, but who does not necessarily know the details about your research questions.

Remember that most readers are lazy and will not respond well to a poorly organized, poorly written, or confusing proposal. Be sure to give readers what they want. Follow all the guidelines for the particular grant you are applying for. This may require you to reframe your project in a different light or language. Reframing your project to fit a specific grant’s requirements is a legitimate and necessary part of the process unless it will fundamentally change your project’s goals or outcomes.

Final decisions about which proposals are funded often come down to whether the proposal convinces the reviewer that the research project is well planned and feasible and whether the investigators are well qualified to execute it. Throughout the proposal, be as explicit as possible. Predict the questions that the reviewer may have and answer them. Przeworski and Salomon (1995) note that reviewers read with three questions in mind:

  • What are we going to learn as a result of the proposed project that we do not know now? (goals, aims, and outcomes)
  • Why is it worth knowing? (significance)
  • How will we know that the conclusions are valid? (criteria for success) (2)

Be sure to answer these questions in your proposal. Keep in mind that reviewers may not read every word of your proposal. Your reviewer may only read the abstract, the sections on research design and methodology, the vitae, and the budget. Make these sections as clear and straightforward as possible.

The way you write your grant will tell the reviewers a lot about you (Reif-Lehrer 82). From reading your proposal, the reviewers will form an idea of who you are as a scholar, a researcher, and a person. They will decide whether you are creative, logical, analytical, up-to-date in the relevant literature of the field, and, most importantly, capable of executing the proposed project. Allow your discipline and its conventions to determine the general style of your writing, but allow your own voice and personality to come through. Be sure to clarify your project’s theoretical orientation.

Develop a general proposal and budget

Because most proposal writers seek funding from several different agencies or granting programs, it is a good idea to begin by developing a general grant proposal and budget. This general proposal is sometimes called a “white paper.” Your general proposal should explain your project to a general academic audience. Before you submit proposals to different grant programs, you will tailor a specific proposal to their guidelines and priorities.

Organizing your proposal

Although each funding agency will have its own (usually very specific) requirements, there are several elements of a proposal that are fairly standard, and they often come in the following order:

  • Introduction (statement of the problem, purpose of research or goals, and significance of research)

Literature review

  • Project narrative (methods, procedures, objectives, outcomes or deliverables, evaluation, and dissemination)
  • Budget and budget justification

Format the proposal so that it is easy to read. Use headings to break the proposal up into sections. If it is long, include a table of contents with page numbers.

The title page usually includes a brief yet explicit title for the research project, the names of the principal investigator(s), the institutional affiliation of the applicants (the department and university), name and address of the granting agency, project dates, amount of funding requested, and signatures of university personnel authorizing the proposal (when necessary). Most funding agencies have specific requirements for the title page; make sure to follow them.

The abstract provides readers with their first impression of your project. To remind themselves of your proposal, readers may glance at your abstract when making their final recommendations, so it may also serve as their last impression of your project. The abstract should explain the key elements of your research project in the future tense. Most abstracts state: (1) the general purpose, (2) specific goals, (3) research design, (4) methods, and (5) significance (contribution and rationale). Be as explicit as possible in your abstract. Use statements such as, “The objective of this study is to …”

Introduction

The introduction should cover the key elements of your proposal, including a statement of the problem, the purpose of research, research goals or objectives, and significance of the research. The statement of problem should provide a background and rationale for the project and establish the need and relevance of the research. How is your project different from previous research on the same topic? Will you be using new methodologies or covering new theoretical territory? The research goals or objectives should identify the anticipated outcomes of the research and should match up to the needs identified in the statement of problem. List only the principle goal(s) or objective(s) of your research and save sub-objectives for the project narrative.

Many proposals require a literature review. Reviewers want to know whether you’ve done the necessary preliminary research to undertake your project. Literature reviews should be selective and critical, not exhaustive. Reviewers want to see your evaluation of pertinent works. For more information, see our handout on literature reviews .

Project narrative

The project narrative provides the meat of your proposal and may require several subsections. The project narrative should supply all the details of the project, including a detailed statement of problem, research objectives or goals, hypotheses, methods, procedures, outcomes or deliverables, and evaluation and dissemination of the research.

For the project narrative, pre-empt and/or answer all of the reviewers’ questions. Don’t leave them wondering about anything. For example, if you propose to conduct unstructured interviews with open-ended questions, be sure you’ve explained why this methodology is best suited to the specific research questions in your proposal. Or, if you’re using item response theory rather than classical test theory to verify the validity of your survey instrument, explain the advantages of this innovative methodology. Or, if you need to travel to Valdez, Alaska to access historical archives at the Valdez Museum, make it clear what documents you hope to find and why they are relevant to your historical novel on the ’98ers in the Alaskan Gold Rush.

Clearly and explicitly state the connections between your research objectives, research questions, hypotheses, methodologies, and outcomes. As the requirements for a strong project narrative vary widely by discipline, consult a discipline-specific guide to grant writing for some additional advice.

Explain staffing requirements in detail and make sure that staffing makes sense. Be very explicit about the skill sets of the personnel already in place (you will probably include their Curriculum Vitae as part of the proposal). Explain the necessary skill sets and functions of personnel you will recruit. To minimize expenses, phase out personnel who are not relevant to later phases of a project.

The budget spells out project costs and usually consists of a spreadsheet or table with the budget detailed as line items and a budget narrative (also known as a budget justification) that explains the various expenses. Even when proposal guidelines do not specifically mention a narrative, be sure to include a one or two page explanation of the budget. To see a sample budget, turn to Example #1 at the end of this handout.

Consider including an exhaustive budget for your project, even if it exceeds the normal grant size of a particular funding organization. Simply make it clear that you are seeking additional funding from other sources. This technique will make it easier for you to combine awards down the road should you have the good fortune of receiving multiple grants.

Make sure that all budget items meet the funding agency’s requirements. For example, all U.S. government agencies have strict requirements for airline travel. Be sure the cost of the airline travel in your budget meets their requirements. If a line item falls outside an agency’s requirements (e.g. some organizations will not cover equipment purchases or other capital expenses), explain in the budget justification that other grant sources will pay for the item.

Many universities require that indirect costs (overhead) be added to grants that they administer. Check with the appropriate offices to find out what the standard (or required) rates are for overhead. Pass a draft budget by the university officer in charge of grant administration for assistance with indirect costs and costs not directly associated with research (e.g. facilities use charges).

Furthermore, make sure you factor in the estimated taxes applicable for your case. Depending on the categories of expenses and your particular circumstances (whether you are a foreign national, for example), estimated tax rates may differ. You can consult respective departmental staff or university services, as well as professional tax assistants. For information on taxes on scholarships and fellowships, see https://cashier.unc.edu/student-tax-information/scholarships-fellowships/ .

Explain the timeframe for the research project in some detail. When will you begin and complete each step? It may be helpful to reviewers if you present a visual version of your timeline. For less complicated research, a table summarizing the timeline for the project will help reviewers understand and evaluate the planning and feasibility. See Example #2 at the end of this handout.

For multi-year research proposals with numerous procedures and a large staff, a time line diagram can help clarify the feasibility and planning of the study. See Example #3 at the end of this handout.

Revising your proposal

Strong grant proposals take a long time to develop. Start the process early and leave time to get feedback from several readers on different drafts. Seek out a variety of readers, both specialists in your research area and non-specialist colleagues. You may also want to request assistance from knowledgeable readers on specific areas of your proposal. For example, you may want to schedule a meeting with a statistician to help revise your methodology section. Don’t hesitate to seek out specialized assistance from the relevant research offices on your campus. At UNC, the Odum Institute provides a variety of services to graduate students and faculty in the social sciences.

In your revision and editing, ask your readers to give careful consideration to whether you’ve made explicit the connections between your research objectives and methodology. Here are some example questions:

  • Have you presented a compelling case?
  • Have you made your hypotheses explicit?
  • Does your project seem feasible? Is it overly ambitious? Does it have other weaknesses?
  • Have you stated the means that grantors can use to evaluate the success of your project after you’ve executed it?

If a granting agency lists particular criteria used for rating and evaluating proposals, be sure to share these with your own reviewers.

Example #1. Sample Budget

Jet Travel
RDU-Kigali (roundtrip) 1 $6,100 $6,100
Maintenance Allowance
Rwanda 12 months $1,899 $22,788 $22,788
Project Allowance
Research Assistant/Translator 12 months $400 $4800
Transportation within country
–Phase 1 4 months $300 $1,200
–Phase 2 8 months $1,500 $12,000
Email 12 months $60 $720
Audio cassette tapes 200 $2 $400
Photographic and slide film 20 $5 $100
Laptop Computer 1 $2,895
NUD*IST 4.0 Software $373
Etc.
Total Project Allowance $35,238
Administrative Fee $100
Total $65,690
Sought from other sources ($15,000)
Total Grant Request $50,690

Jet travel $6,100 This estimate is based on the commercial high season rate for jet economy travel on Sabena Belgian Airlines. No U.S. carriers fly to Kigali, Rwanda. Sabena has student fare tickets available which will be significantly less expensive (approximately $2,000).

Maintenance allowance $22,788 Based on the Fulbright-Hays Maintenance Allowances published in the grant application guide.

Research assistant/translator $4,800 The research assistant/translator will be a native (and primary) speaker of Kinya-rwanda with at least a four-year university degree. They will accompany the primary investigator during life history interviews to provide assistance in comprehension. In addition, they will provide commentary, explanations, and observations to facilitate the primary investigator’s participant observation. During the first phase of the project in Kigali, the research assistant will work forty hours a week and occasional overtime as needed. During phases two and three in rural Rwanda, the assistant will stay with the investigator overnight in the field when necessary. The salary of $400 per month is based on the average pay rate for individuals with similar qualifications working for international NGO’s in Rwanda.

Transportation within country, phase one $1,200 The primary investigator and research assistant will need regular transportation within Kigali by bus and taxi. The average taxi fare in Kigali is $6-8 and bus fare is $.15. This figure is based on an average of $10 per day in transportation costs during the first project phase.

Transportation within country, phases two and three $12,000 Project personnel will also require regular transportation between rural field sites. If it is not possible to remain overnight, daily trips will be necessary. The average rental rate for a 4×4 vehicle in Rwanda is $130 per day. This estimate is based on an average of $50 per day in transportation costs for the second and third project phases. These costs could be reduced if an arrangement could be made with either a government ministry or international aid agency for transportation assistance.

Email $720 The rate for email service from RwandaTel (the only service provider in Rwanda) is $60 per month. Email access is vital for receiving news reports on Rwanda and the region as well as for staying in contact with dissertation committee members and advisors in the United States.

Audiocassette tapes $400 Audiocassette tapes will be necessary for recording life history interviews, musical performances, community events, story telling, and other pertinent data.

Photographic & slide film $100 Photographic and slide film will be necessary to document visual data such as landscape, environment, marriages, funerals, community events, etc.

Laptop computer $2,895 A laptop computer will be necessary for recording observations, thoughts, and analysis during research project. Price listed is a special offer to UNC students through the Carolina Computing Initiative.

NUD*IST 4.0 software $373.00 NUD*IST, “Nonnumerical, Unstructured Data, Indexing, Searching, and Theorizing,” is necessary for cataloging, indexing, and managing field notes both during and following the field research phase. The program will assist in cataloging themes that emerge during the life history interviews.

Administrative fee $100 Fee set by Fulbright-Hays for the sponsoring institution.

Example #2: Project Timeline in Table Format

Exploratory Research Completed
Proposal Development Completed
Ph.D. qualifying exams Completed
Research Proposal Defense Completed
Fieldwork in Rwanda Oct. 1999-Dec. 2000
Data Analysis and Transcription Jan. 2001-March 2001
Writing of Draft Chapters March 2001 – Sept. 2001
Revision Oct. 2001-Feb. 2002
Dissertation Defense April 2002
Final Approval and Completion May 2002

Example #3: Project Timeline in Chart Format

A chart displaying project activities with activities listed in the left column and grant years divided into quarters in the top row with rectangles darkened to indicate in which quarter each activity in the left column occurs.

Some closing advice

Some of us may feel ashamed or embarrassed about asking for money or promoting ourselves. Often, these feelings have more to do with our own insecurities than with problems in the tone or style of our writing. If you’re having trouble because of these types of hang-ups, the most important thing to keep in mind is that it never hurts to ask. If you never ask for the money, they’ll never give you the money. Besides, the worst thing they can do is say no.

UNC resources for proposal writing

Research at Carolina http://research.unc.edu

The Odum Institute for Research in the Social Sciences https://odum.unc.edu/

UNC Medical School Office of Research https://www.med.unc.edu/oor

UNC School of Public Health Office of Research http://www.sph.unc.edu/research/

Works consulted

We consulted these works while writing this handout. This is not a comprehensive list of resources on the handout’s topic, and we encourage you to do your own research to find additional publications. Please do not use this list as a model for the format of your own reference list, as it may not match the citation style you are using. For guidance on formatting citations, please see the UNC Libraries citation tutorial . We revise these tips periodically and welcome feedback.

Holloway, Brian R. 2003. Proposal Writing Across the Disciplines. Upper Saddle River, New Jersey: Prentice Hall.

Levine, S. Joseph. “Guide for Writing a Funding Proposal.” http://www.learnerassociates.net/proposal/ .

Locke, Lawrence F., Waneen Wyrick Spirduso, and Stephen J. Silverman. 2014. Proposals That Work . Thousand Oaks, CA: Sage.

Przeworski, Adam, and Frank Salomon. 2012. “Some Candid Suggestions on the Art of Writing Proposals.” Social Science Research Council. https://s3.amazonaws.com/ssrc-cdn2/art-of-writing-proposals-dsd-e-56b50ef814f12.pdf .

Reif-Lehrer, Liane. 1989. Writing a Successful Grant Application . Boston: Jones and Bartlett Publishers.

Wiggins, Beverly. 2002. “Funding and Proposal Writing for Social Science Faculty and Graduate Student Research.” Chapel Hill: Howard W. Odum Institute for Research in Social Science. 2 Feb. 2004. http://www2.irss.unc.edu/irss/shortcourses/wigginshandouts/granthandout.pdf.

You may reproduce it for non-commercial use if you use the entire handout and attribute the source: The Writing Center, University of North Carolina at Chapel Hill

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How to nail your PhD proposal and get accepted

Bethany Fagan

Bethany Fagan Head of Content Marketing at PandaDoc

Reviewed by:

Olga Asheychik

Olga Asheychik Senior Web Analytics Manager at PandaDoc

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A good PhD research proposal may be the deciding factor between acceptance and approval into your desired program or finding yourself back at the drawing board. Being accepted for a PhD placement is no easy task, and this is why your PhD proposal needs to truly stand out among a sea of submissions.

That’s why a PhD research proposal is important: It formally outlines the intended research, including methodology, timeline, feasibility, and many other factors that need to be taken into consideration.

Here is a closer look at the PhD proposal process and what it should look like.

→DOWNLOAD NOW: FREE PHD PROPOSAL TEMPLATE

Key takeaways

  • A PhD proposal summarizes the research project you intend to conduct as part of your PhD program.
  • These proposals are relatively short (1000-2000 words), and should include all basic information and project goals, including the methodologies/strategies you intend to use in order to accomplish them.
  • Formats are varied. You may be able to create your own formats, but your college or university may have a required document structure that you should follow.

What is a PhD proposal?

In short, a PhD research proposal is a summary of the project you intend to undertake as part of your PhD program.

It should pose a specific question or idea, make a case for the research, and explain the predicted outcomes of that research.

However, while your PhD proposal may predict expected outcomes, it won’t fully answer your questions for the reader.

Your research into the topic will provide that answer.

Usually, a PhD proposal contains the following elements:

  • A clear question that you intend to answer through copious amounts of study and research.
  • Your plan to answer that question, including any methodologies, frameworks, and resources required to adequately find the answer.
  • Why your question or project is significant to your specific field of study.
  • How your proposal impacts, challenges, or improves the existing body of knowledge around a given topic.
  • Why your work is important and why you should be the one to receive this opportunity.

In terms of length when writing a PhD proposal, there isn’t a universal answer.

Some institutions will require a short, concise proposal (1000 words), while others allow for a greater amount of flexibility in the length and format of the proposal.

Fortunately, most institutions will provide some guidelines regarding the format and length of your research proposal, so you should have a strong idea of your requirements before you begin.

Benefits of a strong PhD application

While the most obvious benefit of having a strong PhD application is being accepted to the PhD program , there are other reasons to build the strongest PhD application you can:

Better funding opportunities

Many PhD programs offer funding to students , which can be used to cover tuition fees and may provide a stipend for living expenses.

The stronger your PhD application, the better your chances of being offered funding opportunities that can alleviate financial burdens and allow you to focus on your research.

Enhanced academic credentials

A strong PhD application, particularly in hot-button areas of study, can lead to better career opportunities in academics or across a variety of industries.

Opportunities for networking and research

Research proposals that are very well grounded can provide footholds to networking opportunities and mentorships that would not be otherwise available.

However, creating an incredible proposal isn’t always easy.

In fact, it’s easy to get confused by the process since it requires a lot of procedural information.

Many institutions also place a heavy emphasis on using the correct proposal structure.

That doesn’t have to be the issue, though.

Often, pre-designed templates, like the PandaDoc research proposal templates or PhD proposal templates provided by the institution of your choice, can do most of the heavy lifting for you.

how to write a grant proposal phd

Research Proposal Template

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How to write a Phd proposal with a clear structure

We know that the prospect of writing a research proposal for PhD admission may appear the stuff of nightmares. Even more so if you are new to producing a piece such as this.

But, when you get down to the nitty gritty of what it is, it really isn’t so intimidating. When writing your PhD proposal you need to show that your PhD is worth it, achievable, and that you have the ability to do it at your chosen university.

With all of that in mind, let’s take a closer look at each section of a standard PhD research proposal and the overall structure.

1. Front matter

The first pages of your PhD proposal should outline the basic information about the project. That will include each of the following:

Project title

Typically placed on the first page, your title should be engaging enough to attract attention and clear enough that readers will understand what you’re trying to achieve.

Many proposals also include a secondary headline to further (concisely) clarify the main concept.

Contact information

Depending on the instructions provided by your institution, you may need to include your basic contact information with your proposal.

Some institutions may ask for blind submissions and ask that you omit identifying information, so check the program guidelines to be sure.

Research supervisor

If you already have a supervisor for the project, you’ll typically want to list that information.

Someone who is established in the field can add credibility to your proposal, particularly if your project requires extensive funding or has special considerations.

The guidelines from your PhD program should provide some guidance regarding any other auxiliary information that you should add to the front of your proposal.

Be sure to check all documentation to ensure that everything fits into the designated format.

2. Goals, summaries, and objectives

Once you’ve added the basic information to your document, you’ll need to get into the meat of your PhD proposal.

Depending on your institution, your research proposal may need to follow a rigid format or you may have the flexibility to add various sections and fully explain your concepts.

These sections will primarily be focused on providing high-level overviews surrounding your PhD proposal, including most of the following:

Overall aims, objectives, and goals

In these sections, you’ll need to state plainly what you aim to accomplish with your PhD research.

If awarded funding, what questions will your PHd proposal seek to answer? What theories will you test? What concepts will you explore in your research?

Briefly, how would you summarize your approach to this project?

Provide high-level summaries detailing how you mean to achieve your answers, what the predicted outcomes of your PhD research might be, and precisely what you intend to test or discover.

Significance

Why does your research matter? Unlike with many other forms of academic study (such as a master’s thesis ), doctorate-level research often pushes the bounds of specific fields or contributes to a given body of work in some unique way.

How will your proposed PhD research do those things?

Background details

Because PhD research is about pushing boundaries, adding background context regarding the current state of affairs in your given field can help readers better understand why you want to pursue this research and how you arrived at this specific point of interest.

While the information here may (or may not) be broken into multiple sections, the content here is largely designed to provide a high-level overview of your PhD proposal and entice readers to dig deeper into the methodologies and angles of approach in future sections.

Because so much of this section relies on the remainder of your document, it’s sometimes better to skip this portion of the PhD proposal until the later sections are complete and then circle back to it.

That way, you can provide concise summaries that refer to fully defined research methods that you’ve already explained in subsequent areas.

3. Methodologies and plans

Unlike a master’s thesis or a similar academic document, PhD research is designed to push the boundaries of its subject matter in some way.

The idea behind doctoral research is to expand the field with new insights and viewpoints that are the culmination of years of research and study, combined with a deep familiarity of the topic at hand.

The methodologies and work plans you provide will give advisors some insights into how you plan to conduct your research.

While there is no one right way to develop this section, you’ll need to include a few key details:

Research methods

Are there specific research methods you plan to use to conduct your PhD research?

Are you conducting experiments? Conducting qualitative research? Surveying specific individuals in a given environment?

Benefits and drawbacks of your approach

Regardless of your approach to your topic, there will be upsides and downsides to that methodology.

Explain what you feel are the primary benefits to your research method, where there are potential flaws, and how you plan to account for those shortfalls.

Choice of methodology

Why did you choose a given methodology?

What makes it the best method (or collection of methods) for your research and/or specific use case?

Outline of proposed work

What work is required for PhD research to be complete?

What steps will you need to take in order to capture the appropriate information? How will you complete those steps?

Schedule of work (including timelines/deadlines)

How long will it take you to complete each stage or step of your project?

If your PhDproject will take several years, you may need to provide specifics for more immediate timelines up front while future deadlines may be flexible or estimated.

There is some flexibility here.

It’s unlikely that your advisors will expect you to have the answer for every question regarding how you plan to approach your body of research.

When trying to push the boundaries of any given topic, it’s expected that some things may not go to plan.

However, you should do your best to make timelines and schedules of work that are consistent with your listed goals.

Remember : At the end of your work, you are expected to have a body of original research that is complete within the scope and limitations of the PhD proposal you set forth.

If your advisors feel that your subject matter is too broad, they may encourage you to narrow the scope to better fit into more standardized expectations.

4. Resources and citations

No PhD research proposal is complete without a full list of the resources required to carry out the project and references to help prove and validate the research.

Here’s a closer look at what you’ll need to submit in order to explain costs and prove the validity of your proposal:

Estimated costs and resources

Most doctoral programs offer some level of funding for these projects.

To take advantage of those funds, you’ll need to submit a budget of estimated costs so that assessors can better understand the financial requirements.

This might include equipment, expenses for fieldwork or travel, and more.

Citations and bibliographies

No matter your field of study, doctoral research is built on the data and observations provided by past contributors.

Because of this, you’ll need to provide citations and sources referenced in your PhD proposal documentation.

Particularly when it comes to finances and funding, it might be tempting to downplay the cost of the project.

However, it’s best to provide a realistic estimate in terms of costs so that you have enough of a budget to cover the PhD research.

Adjustments can be made at a later date, particularly as you conduct more research and dive further into the project.

Resources are often presented in the form of a table to make things easier to track and identify.

Item Qty. Cost Subtotal Total
Project Allowance
Translator 3 months $500 $1,500
Transportation within state 3 months $400 $1,200
Interview software 1 month $30 $30
Recording equipment 1 $2,400 $2,400
Rent (Nigeria) 3 months $400 $1,200
Groceries (Nigeria) 3 months $500 $1,500
$8,100
Jet Travel
San Diego – Nigeria (roundtrip) 6 $600 $3,600 $3,600
Total Project Allowance $11,700
Administrative fees $240
Total Resources $11,940

Using PhD proposal templates

Aside from any guidelines set forth by your institution, there are no particularly strict rules when it comes to the format of PhD proposals.

Your supervisor will be more than capable of guiding you through the process.

However, since everything is so structured and formal, you might want to use a PhD proposal template to help you get started.

Templates can help you stay on track and make sure your research proposal follows a certain logic.

A lot of proposal software solutions offer templates for different types of proposals, including PhD proposals.

But, should you use Phd proposal templates? Here are some pros and cons to help you make a decision.

  • Expedites the proposal process.
  • Helps you jumpstart the process with a flexible document structure.
  • Often provides sections with pre-filled examples.
  • Looks better than your average Word document.
  • May be limiting if you adhere to it too much.
  • Might not be perfectly suited to your specific field of research, requiring some customization.

In our PhD research proposal template , we give you just enough direction to help you follow through but we don’t limit your creativity to a point that you can’t express yourself and all the nuances of your research.

For almost all sections, you get a few useful PhD research proposal examples to point you in the right direction.

The template provides you with a typical PhD proposal structure that’s perfect for almost all disciplines.

It can come in quite handy when you have everything planned out in your head but you’re just having trouble putting it onto the page!

Writing a PhD proposal that convinces

Writing and completing a PhD proposal might be confusing at first.

You need to follow a certain logic and share all the required information without going too long or sharing too much about the project.

And, while your supervisor will certainly be there to guide you, the brunt of the work will still fall on your shoulders.

That’s why you need to stay informed, do your research, and don’t give up until you feel comfortable with what you’ve created.

If you want to get a head start, you might want to consider our research proposal template .

It will offer you a structure to follow when writing a PhD proposal and give you an idea on what to write in each section.

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Research proposals for PhD admission: tips and advice

One of the most important tips for any piece of writing is to know your audience. The staff reviewing your PhD proposal are going through a pile of them, so you need to make sure yours stands within a few seconds of opening it.

The way to do this is by demonstrating value and impact. Academic work is often written for a niche community of researchers in one field, so you need to demonstrate why your work would be valuable to people in that area.

The people reviewing your proposal will likely be in that field. So your proposal should be a little like a sales pitch: you need to write something engaging that identifies with the “customer”, speaks to a problem they’re having, and shows them a solution.

Taking some inspiration from the former University of Chicago professor Larry McEnerney , here are some ideas to keep in mind…

  • It’s common for undergraduates and even seasoned academics to write in a specific format or style to demonstrate their understanding and signal that they’re part of the academic community. Instead, you want to write in such a way that actually engages the reader.
  • Identify an uncharted or underexplored knowledge gap in your field, and show the reader you have what it takes to fill in that gap.
  • Challenge the status quo. Set up an idea that people in your field take for granted — maybe a famous study you think is flawed — and outline how your project could knock it down.
  • This is why it’s important to understand who your audience is. You have to write your proposal in such a way that it’s valuable for reviewers. But within your proposal, you should also clearly define which community of researchers your project is for, what problems they have, and how your project is going to solve those problems.
  • Every community of researchers has their own implicit “codes” and “keywords” that signal understanding. These will be very different in each field and could be very subtle. But just by reading successful PhD research proposal examples in your field, you can get a sense of what those are and decide how you want to employ them in your own work.
  • In this model authors start “at the bottom of the glass” with a very narrow introduction to the idea of the paper, then “fill the glass” with a broader and broader version of the same idea.
  • Instead, follow a “problem-solution” framework. Introduce a problem that’s relevant to your intended reader, then offer a solution. Since “solutions” often raise their own new problems or questions, you can rinse and repeat this framework all the way through any section of your proposal.

But how can you apply that advice? If you’re following something like our research proposal template , here are some actionable ways to get started.

  • Your title should be eye-catching , and signal value by speaking to either a gap in the field or challenging the status quo.
  • Your abstract should speak to a problem in the field, one the reviewers will care about, and clearly outline how you’d like to solve it.
  • When you list the objectives of your proposal , each one should repeat this problem-solution framework. You should concretely state what you want to achieve, and what you’re going to do to achieve it.
  • While you survey your chosen field in the literature review, you should refer back to the knowledge gap or status quo that you intend to work on. This reinforces how important your proposed project is, and how valuable it would be to the community if your project was successful.
  • While listing your research limitations , try to hint at new territory researchers might be able to explore off the back of your work. This illustrates that you’re proposing boundary-pushing work that will really advance knowledge of the field.
  • While you’re outlining your funding requirements , be clear about why each line item is necessary and bring it back to the value of your proposed research. Every cent counts!

Frequently asked questions

How long should a phd proposal be.

There really isn’t a specific rule when it comes to the length of a PhD proposal. However, it’s generally accepted that it should be between 1,000 and 2,000 words.

It’s difficult to elaborate on such a serious project in less than 1,000 words but going over 2,000 is often overkill. You’ll lose people’s attention and water down your points.

What’s the difference between a dissertation proposal and a PhD proposal?

There seems to be some confusion over the terms “dissertation” and “PhD” and how you write proposals for each one. However, “dissertation” is just another name for your PhD research so the proposal for a dissertation would be the same since it’s quite literally the same thing.

Does a PhD proposal include budgeting?

Yes, as mentioned, you need to demonstrate the feasibility of your project within the given time frame and with the resources you need, including budgets. You don’t need to be exact, but you need to have accurate estimates for everything.

How is a PhD proposal evaluated?

This will change from one institution to another but these things will generally have a big impact on the reviewers:

  • The contribution of the project to the field.
  • Design and feasibility of the project.
  • The validity of the methodology and objectives.
  • The supervisor and their role in the field.

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Originally published June 9, 2023, updated February 6, 2024

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How to write a successful research grant proposal: A comprehensive guide

How to Write a Successful Research Grant Proposal: An Overview

How to write a successful research grant proposal: A comprehensive guide

Writing a research grant proposal can be a challenging task, especially for those who are new to the process. However, a well-written proposal can increase the chances of receiving the necessary funding for your research.

This guide discusses the key criteria to consider when writing a grant proposal and what to include in each section.  

Table of Contents

Key criteria to consider  

When writing a grant proposal, there are five main criteria that you need to consider. These are:  

  • Significance  
  • Innovation  
  • Investigators  
  • Environment  

The funding body will look for these criteria throughout your statement, so it’s important to tailor what you say and how you say it accordingly.  

1. Significance  

Significance refers to the value of the research you are proposing. It should address an important research problem and be significant in your field or for society. Think about what you are hoping to find and how it could be valuable in the industry or area you are working in. What does success look like? What could follow-on work lead to?  

2. Approach  

Approach refers to the methods and techniques you plan to use. The funding body will be looking at how well-developed and integrated your framework, design, methods, and analysis are. They will also want to know if you have considered any problem areas and alternative approaches. Experimental design, data collection and processing, and ethical considerations all fall under this group.  

3. Innovation  

Innovation means that you are proposing something new and original. Your aims should be original and innovative, or your proposed methods and approaches should be new and novel . Ideally both would be true. Your project should also challenge existing paradigms or develop new methodologies or technologies.  

4. Investigators  

Investigators here refer to you and your team, or proposed team. The funding body will want to know if you are well-trained and have the right qualifications and experience to conduct the research . This is important as it shows you have the ability to undertake the research successfully. One part of this evaluation will be, have you been awarded grants in the past. This is one reason to start early in your career with grant applications to smaller funds to build up a track record.  

5. Environment  

Environment refers to the scientific environment in which the work will be done. The funding body will want to know if the scientific environment will contribute to the overall probability of success. This could include your institution, the building or lab you will be working in, and any collaborative arrangements you have in place. Any similar research work conducted in your institution in the past will show that your environment is likely to be appropriate.  

how to write a grant proposal phd

Writing the grant proposal  

It’s almost impossible to generalize across funders, since each has its own highly specific format for applications, but most applications have the following sections in common.  

1. Abstract  

The abstract is a summary of your research proposal. It should be around 150 to 200 words and summarize your aims, the gap in literature, the methods you plan to use, and how long you might take.  

2. Literature Review  

The literature review is a review of the literature related to your field. It should summarize the research within your field, speaking about the top research papers and review papers. You should mention any existing knowledge about your topic and any preliminary data you have. If you have any hypotheses, you can add them at the end of the literature review.  

The aims section needs to be very clear about what your aims are for the project. You should have a couple of aims if you are looking for funding for two or three years. State your aims clearly using strong action words.  

4. Significance  

In this section, you should sell the significance of your research. Explain why your research is important and why you deserve the funding.  

Defining Your Research Questions  

It’s essential to identify the research questions you want to answer when writing a grant proposal. It’s also crucial to determine the potential impact of your research and narrow your focus.  

1.Innovation and Originality  

Innovation is critical in demonstrating that your research is original and has a unique approach compared to existing research. In this section, it’s essential to highlight the importance of the problem you’re addressing, any critical barriers to progress in the field, and how your project will improve scientific knowledge and technical capabilities. You should also demonstrate whether your methods, technologies, and approach are unique.  

2. Research approach and methodology  

Your research approach and methodology are crucial components of your grant proposal. In the approach section, you should outline your research methodology, starting with an overview that summarizes your aims and hypotheses. You should also introduce your research team and justify their involvement in the project, highlighting their academic background and experience. Additionally, you should describe their roles within the team. It’s also important to include a timeline that breaks down your research plan into different stages, each with specific goals.  

In the methodology section, detail your research methods, anticipated results, and limitations. Be sure to consider the potential limitations that could occur and provide solutions to overcome them. Remember, never give a limitation without providing a solution.  

how to write a grant proposal phd

Common reasons for grant failure  

Knowing the common reasons why grant proposals fail can help you avoid making these mistakes. The five key reasons for grant failure are:  

  • Poor science – The quality of the research is not high enough.  
  • Poor organization – The proposal is not organized in a clear way.  
  • Poor integration – The proposal lacks clear integration between different sections.  
  • Contradiction – The proposal contradicts itself.  
  • Lack of qualifications or experienc e – The researcher lacks the necessary qualifications or experience to conduct the research.  

By avoiding these pitfalls, you will increase your chances of receiving the funding you need to carry out your research successfully.  

Tips for writing a strong grant proposal  

Writing a successful grant proposal requires careful planning and execution. Here are some tips to help you create a strong grant proposal:  

  • Begin writing your proposal early. Grant proposals take time and effort to write. Start as early as possible to give yourself enough time to refine your ideas and address any issues that arise.  
  • Read the guidelines carefully . Make sure to read the guidelines thoroughly before you start writing. This will help you understand the requirements and expectations of the funding agency.  
  • Use clear, concise language . Avoid using technical jargon and complex language. Write in a way that is easy to understand and conveys your ideas clearly. It’s important to note that grant reviewers are not likely to be domain experts in your field.  
  • Show, don’t tell . Use specific examples and evidence to support your claims. This will help to make your grant proposal more convincing.  
  • Get feedback . Ask colleagues, mentors, or other experts to review your proposal and provide feedback. This will help you identify any weaknesses or areas for improvement.  

Conclusion  

Writing a successful grant proposal is an important skill for any researcher. By following the key criteria and tips outlined in this guide, you can increase your chances of securing funding for your research. Remember to be clear, concise, and innovative in your writing, and to address any potential weaknesses in your proposal. With a well-written grant proposal, you can make your research goals a reality.  

If you are looking for help with your grant application, come talk to us at GrantDesk. We have grant experts who are ready to help you get the research funding you need.  

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how to write a grant proposal phd

How to Write a PhD Research Proposal

  • Applying to a PhD
  • A research proposal summarises your intended research.
  • Your research proposal is used to confirm you understand the topic, and that the university has the expertise to support your study.
  • The length of a research proposal varies. It is usually specified by either the programme requirements or the supervisor upon request. 1500 to 3500 words is common.
  • The typical research proposal structure consists of: Title, Abstract, Background and Rationale, Research Aims and Objectives, Research Design and Methodology, Timetable, and a Bibliography.

What is a Research Proposal?

A research proposal is a supporting document that may be required when applying to a research degree. It summarises your intended research by outlining what your research questions are, why they’re important to your field and what knowledge gaps surround your topic. It also outlines your research in terms of your aims, methods and proposed timetable .

What Is It Used for and Why Is It Important?

A research proposal will be used to:

  • Confirm whether you understand the topic and can communicate complex ideas.
  • Confirm whether the university has adequate expertise to support you in your research topic.
  • Apply for funding or research grants to external bodies.

How Long Should a PhD Research Proposal Be?

Some universities will specify a word count all students will need to adhere to. You will typically find these in the description of the PhD listing. If they haven’t stated a word count limit, you should contact the potential supervisor to clarify whether there are any requirements. If not, aim for 1500 to 3500 words (3 to 7 pages).

Your title should indicate clearly what your research question is. It needs to be simple and to the point; if the reader needs to read further into your proposal to understand your question, your working title isn’t clear enough.

Directly below your title, state the topic your research question relates to. Whether you include this information at the top of your proposal or insert a dedicated title page is your choice and will come down to personal preference.

2. Abstract

If your research proposal is over 2000 words, consider providing an abstract. Your abstract should summarise your question, why it’s important to your field and how you intend to answer it; in other words, explain your research context.

Only include crucial information in this section – 250 words should be sufficient to get across your main points.

3. Background & Rationale

First, specify which subject area your research problem falls in. This will help set the context of your study and will help the reader anticipate the direction of your proposed research.

Following this, include a literature review . A literature review summarises the existing knowledge which surrounds your research topic. This should include a discussion of the theories, models and bodies of text which directly relate to your research problem. As well as discussing the information available, discuss those which aren’t. In other words, identify what the current gaps in knowledge are and discuss how this will influence your research. Your aim here is to convince the potential supervisor and funding providers of why your intended research is worth investing time and money into.

Last, discuss the key debates and developments currently at the centre of your research area.

4. Research Aims & Objectives

Identify the aims and objectives of your research. The aims are the problems your project intends to solve; the objectives are the measurable steps and outcomes required to achieve the aim.

In outlining your aims and objectives, you will need to explain why your proposed research is worth exploring. Consider these aspects:

  • Will your research solve a problem?
  • Will your research address a current gap in knowledge?
  • Will your research have any social or practical benefits?

If you fail to address the above questions, it’s unlikely they will accept your proposal – all PhD research projects must show originality and value to be considered.

5. Research Design and Methodology

The following structure is recommended when discussing your research design:

  • Sample/Population – Discuss your sample size, target populations, specimen types etc.
  • Methods – What research methods have you considered, how did you evaluate them and how did you decide on your chosen one?
  • Data Collection – How are you going to collect and validate your data? Are there any limitations?
  • Data Analysis – How are you going to interpret your results and obtain a meaningful conclusion from them?
  • Ethical Considerations – Are there any potential implications associated with your research approach? This could either be to research participants or to your field as a whole on the outcome of your findings (i.e. if you’re researching a particularly controversial area). How are you going to monitor for these implications and what types of preventive steps will you need to put into place?

6. Timetable

PhD Project Plan - PhD research proposal

We’ve outlined the various stages of a PhD and the approximate duration of a PhD programme which you can refer to when designing your own research study.

7. Bibliography

Plagiarism is taken seriously across all academic levels, but even more so for doctorates. Therefore, ensure you reference the existing literature you have used in writing your PhD proposal. Besides this, try to adopt the same referencing style as the University you’re applying to uses. You can easily find this information in the PhD Thesis formatting guidelines published on the University’s website.

Finding a PhD has never been this easy – search for a PhD by keyword, location or academic area of interest.

Questions & Answers

Here are answers to some of the most common questions we’re asked about the Research Proposal:

Can You Change a Research Proposal?

Yes, your PhD research proposal outlines the start of your project only. It’s well accepted that the direction of your research will develop with time, therefore, you can revise it at later dates.

Can the Potential Supervisor Review My Draft Proposal?

Whether the potential supervisor will review your draft will depend on the individual. However, it is highly advisable that you at least attempt to discuss your draft with them. Even if they can’t review it, they may provide you with useful information regarding their department’s expertise which could help shape your PhD proposal. For example, you may amend your methodology should you come to learn that their laboratory is better equipped for an alternative method.

How Should I Structure and Format My Proposal?

Ensure you follow the same order as the headings given above. This is the most logical structure and will be the order your proposed supervisor will expect.

Most universities don’t provide formatting requirements for research proposals on the basis that they are a supporting document only, however, we recommend that you follow the same format they require for their PhD thesis submissions. This will give your reader familiarity and their guidelines should be readily available on their website.

Last, try to have someone within the same academic field or discipline area to review your proposal. The key is to confirm that they understand the importance of your work and how you intend to execute it. If they don’t, it’s likely a sign you need to rewrite some of your sections to be more coherent.

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  • Knowledge Base
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  • How to Write a Research Proposal | Examples & Templates

How to Write a Research Proposal | Examples & Templates

Published on October 12, 2022 by Shona McCombes and Tegan George. Revised on September 5, 2024.

Structure of a research proposal

A research proposal describes what you will investigate, why it’s important, and how you will conduct your research.

The format of a research proposal varies between fields, but most proposals will contain at least these elements:

Introduction

Literature review.

  • Research design

Reference list

While the sections may vary, the overall objective is always the same. A research proposal serves as a blueprint and guide for your research plan, helping you get organized and feel confident in the path forward you choose to take.

Table of contents

Research proposal purpose, research proposal examples, research design and methods, contribution to knowledge, research schedule, other interesting articles, frequently asked questions about research proposals.

Academics often have to write research proposals to get funding for their projects. As a student, you might have to write a research proposal as part of a grad school application , or prior to starting your thesis or dissertation .

In addition to helping you figure out what your research can look like, a proposal can also serve to demonstrate why your project is worth pursuing to a funder, educational institution, or supervisor.

Research proposal aims
Show your reader why your project is interesting, original, and important.
Demonstrate your comfort and familiarity with your field.
Show that you understand the current state of research on your topic.
Make a case for your .
Demonstrate that you have carefully thought about the data, tools, and procedures necessary to conduct your research.
Confirm that your project is feasible within the timeline of your program or funding deadline.

Research proposal length

The length of a research proposal can vary quite a bit. A bachelor’s or master’s thesis proposal can be just a few pages, while proposals for PhD dissertations or research funding are usually much longer and more detailed. Your supervisor can help you determine the best length for your work.

One trick to get started is to think of your proposal’s structure as a shorter version of your thesis or dissertation , only without the results , conclusion and discussion sections.

Download our research proposal template

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Writing a research proposal can be quite challenging, but a good starting point could be to look at some examples. We’ve included a few for you below.

  • Example research proposal #1: “A Conceptual Framework for Scheduling Constraint Management”
  • Example research proposal #2: “Medical Students as Mediators of Change in Tobacco Use”

Like your dissertation or thesis, the proposal will usually have a title page that includes:

  • The proposed title of your project
  • Your supervisor’s name
  • Your institution and department

The first part of your proposal is the initial pitch for your project. Make sure it succinctly explains what you want to do and why.

Your introduction should:

  • Introduce your topic
  • Give necessary background and context
  • Outline your  problem statement  and research questions

To guide your introduction , include information about:

  • Who could have an interest in the topic (e.g., scientists, policymakers)
  • How much is already known about the topic
  • What is missing from this current knowledge
  • What new insights your research will contribute
  • Why you believe this research is worth doing

As you get started, it’s important to demonstrate that you’re familiar with the most important research on your topic. A strong literature review  shows your reader that your project has a solid foundation in existing knowledge or theory. It also shows that you’re not simply repeating what other people have already done or said, but rather using existing research as a jumping-off point for your own.

In this section, share exactly how your project will contribute to ongoing conversations in the field by:

  • Comparing and contrasting the main theories, methods, and debates
  • Examining the strengths and weaknesses of different approaches
  • Explaining how will you build on, challenge, or synthesize prior scholarship

Following the literature review, restate your main  objectives . This brings the focus back to your own project. Next, your research design or methodology section will describe your overall approach, and the practical steps you will take to answer your research questions.

Building a research proposal methodology
? or  ? , , or research design?
, )? ?
, , , )?
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To finish your proposal on a strong note, explore the potential implications of your research for your field. Emphasize again what you aim to contribute and why it matters.

For example, your results might have implications for:

  • Improving best practices
  • Informing policymaking decisions
  • Strengthening a theory or model
  • Challenging popular or scientific beliefs
  • Creating a basis for future research

Last but not least, your research proposal must include correct citations for every source you have used, compiled in a reference list . To create citations quickly and easily, you can use our free APA citation generator .

Some institutions or funders require a detailed timeline of the project, asking you to forecast what you will do at each stage and how long it may take. While not always required, be sure to check the requirements of your project.

Here’s an example schedule to help you get started. You can also download a template at the button below.

Download our research schedule template

Example research schedule
Research phase Objectives Deadline
1. Background research and literature review 20th January
2. Research design planning and data analysis methods 13th February
3. Data collection and preparation with selected participants and code interviews 24th March
4. Data analysis of interview transcripts 22nd April
5. Writing 17th June
6. Revision final work 28th July

If you are applying for research funding, chances are you will have to include a detailed budget. This shows your estimates of how much each part of your project will cost.

Make sure to check what type of costs the funding body will agree to cover. For each item, include:

  • Cost : exactly how much money do you need?
  • Justification : why is this cost necessary to complete the research?
  • Source : how did you calculate the amount?

To determine your budget, think about:

  • Travel costs : do you need to go somewhere to collect your data? How will you get there, and how much time will you need? What will you do there (e.g., interviews, archival research)?
  • Materials : do you need access to any tools or technologies?
  • Help : do you need to hire any research assistants for the project? What will they do, and how much will you pay them?

If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

Methodology

  • Sampling methods
  • Simple random sampling
  • Stratified sampling
  • Cluster sampling
  • Likert scales
  • Reproducibility

 Statistics

  • Null hypothesis
  • Statistical power
  • Probability distribution
  • Effect size
  • Poisson distribution

Research bias

  • Optimism bias
  • Cognitive bias
  • Implicit bias
  • Hawthorne effect
  • Anchoring bias
  • Explicit bias

Once you’ve decided on your research objectives , you need to explain them in your paper, at the end of your problem statement .

Keep your research objectives clear and concise, and use appropriate verbs to accurately convey the work that you will carry out for each one.

I will compare …

A research aim is a broad statement indicating the general purpose of your research project. It should appear in your introduction at the end of your problem statement , before your research objectives.

Research objectives are more specific than your research aim. They indicate the specific ways you’ll address the overarching aim.

A PhD, which is short for philosophiae doctor (doctor of philosophy in Latin), is the highest university degree that can be obtained. In a PhD, students spend 3–5 years writing a dissertation , which aims to make a significant, original contribution to current knowledge.

A PhD is intended to prepare students for a career as a researcher, whether that be in academia, the public sector, or the private sector.

A master’s is a 1- or 2-year graduate degree that can prepare you for a variety of careers.

All master’s involve graduate-level coursework. Some are research-intensive and intend to prepare students for further study in a PhD; these usually require their students to write a master’s thesis . Others focus on professional training for a specific career.

Critical thinking refers to the ability to evaluate information and to be aware of biases or assumptions, including your own.

Like information literacy , it involves evaluating arguments, identifying and solving problems in an objective and systematic way, and clearly communicating your ideas.

The best way to remember the difference between a research plan and a research proposal is that they have fundamentally different audiences. A research plan helps you, the researcher, organize your thoughts. On the other hand, a dissertation proposal or research proposal aims to convince others (e.g., a supervisor, a funding body, or a dissertation committee) that your research topic is relevant and worthy of being conducted.

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Shona McCombes

Shona McCombes

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Step-By-Step Guide: How To Write Grant Proposal

Download sample grant proposal format.

Photo of Prof. Soham Pratap

Writing a grant proposal can be very confusing at times: How to write a grant proposal? Where to start? and What format you should follow? are a few common questions. Securing a grant may be a tedious process, but the most satisfying feeling is once your grant is accepted.

I have had the privilege to work with many researchers with whom I could submit grant proposals, and ultimately, they were accepted. With the help of this article, I want to guide you all on the perfect path towards writing a grant proposal step-by-step.

A grant proposal is a document that requests financial support or funding from government agencies, foundations, or organizations, which are often applied by researchers, professors, or non-profit organizations.

When applying for any grant, you might have come across an RFP (request for proposal), which asks the individual or organization to submit their grant proposal. RFP contains details about the grant that would be received upon the successful selection of the applicant. Details such as eligibility, requirements, goals and objectives, budget, time frame, evolution criteria, etc. are mentioned.

As an applicant, you should thoroughly go through this document called RFP. Referring to the RFP, and the guidelines mentioned in it, you would be designing your grant proposal around it. In the further section of this article, I will show you the format and structure that you should follow to write the proposal. To make it even easier for you I have attached a format of a grant proposal that you can download.

  • 1.1 1. Executive Summary
  • 1.2 2. Overall Strength and Suitability of the Applicant
  • 1.3 3. Context Setting or Background
  • 1.4 4. Experience and Background of the Applicant
  • 1.5 5. The Reason Why the Host Institution is Interested in the Scheme
  • 1.6 6. Support (Expertise/ Infra) Offered By the Host Institution
  • 1.7 7. Targets and Deliverables for the Project Period
  • 1.8 8. The Action Plan for Implementation of the Project
  • 1.9 9. Experience and Background of the Proposed Team, Board, and Other Officials
  • 1.10 10. Number and Diversity of Partners Proposed
  • 1.11 11. Location, Benefits, and Suitability of the Implementation Center
  • 1.12 12. Proximity to Other Similar Projects / Centres (if any)
  • 1.13 13. Sector Focus (if any)
  • 1.14 14. Usage of the Grant-In-Aid
  • 1.15 15. Sources of Financial Sustainability (if necessary)
  • 1.16 16. Budget
  • 2 Overall Thoughts

How to Write a Grant Proposal for Funding

Common Elements Found In Scheme Documents

Once you have gone through this detailed document, you will do your study regarding the title and objectives. Then you can start writing your grant proposal and its content could be as follows –

  • Executive Summary
  • Overall Strength and Suitability of the Applicant
  • Context, Setting or Background
  • Experience and Background of the Applicant
  • Reason Why the Host Institution is Interested in the Scheme or Grant
  • Support (expertise/ infra) Offered By the Host Institution
  • Targets and Deliverables for the Project Period
  • The Action Plan for Implementation of the Project
  • Experience and Background of the Proposed Team, Board, and other Officials
  • Number and Diversity of Partners Proposed
  • Location, Benefits and Suitability of the Implementation Centre
  • Proximity to Other Similar Projects/centers (if any) and How are we uniquely implementing the Scheme
  • Sector Focus (if any)
  • Usage of the Grant-in-Aid
  • Sources of Financial Stability (if necessary)

Above, I have mentioned almost 16 components that you should include in your proposal, but your proposal doesn’t necessarily need all 16 components.

1. Executive Summary

Your grant proposal starts with an executive summary, and it will be the very first thing that the grants issuing organization will read. However, the executive summary is presented first in the report but is written last. You must write an intriguing executive summary as it creates the very first impression.

The executive summary should contain the introduction of your organization, and the Background of your organization should be mentioned. The strength and suitability of the organization for the project, implementation, methodology, and targeted numbers are a few things to be mentioned. Your executive summary should also have a closing remark.

2. Overall Strength and Suitability of the Applicant

An applicant for the grant money could be an individual, a group of individuals, or an organization. In this section, you will talk about the strength of the individual or the organization; if it comes to the organization, you will talk about the infrastructure and its facilities and how the infrastructure and facilities of the organization can be beneficial for this project.

It would be best if you also mentioned the staff and overall human resources of the organization. It would help if you also referred to their expertise and experience. If the applicant has earlier worked on such a project or has received some grant, it is also necessary that you mention them. You can end this section by talking about the recognition and achievements.

3. Context Setting or Background

This section should be dedicated to talking about the Scheme. The Background of the project and your understanding of the project. Here, write about any research or context related to the project that you came across. Your understanding of the project and your thoughts as well.

The necessity of the project should be one of the important paragraphs in the section. After this, you will talk about the intensity and the scale of project implementation. In brief, you will talk about how the project will be implemented, where it will be implemented, and what output you think should be expected.

4. Experience and Background of the Applicant

While reviewing your grant proposal, this is the section that every reviewer will go through. The experience and Background of the applicant are the sections where the capability of the individual or organisation can be identified. Most of the time, an applicant would successfully get a grant based on their experience.

Many international grants look thoroughly towards their experience and Background. It is fine if there is no experience in the field that you are applying for a grant but the applicant should have a familiar background in which the proposal is.

<strong>Below are a few points that you can cover -</strong></p> <ul> <li>Write about the organisational overview</li> <li>History and establishment</li> <li>Organisational structure</li> <li>Vision and mission alignment</li> <li>Previous projects and programs</li> <li>Successful stories and case studies</li> <li>Partnerships and collaboration</li> <li>Relevant expertise</li> <li>Track record of financial management</li> <li>Recognition and awards</li> <li>Stakeholder testimonials</li> <li>Community involvement</li> <li>Capacity building initiatives</li> <li>Continuous improvement efforts</li> <p>

5. The Reason Why the Host Institution is Interested in the Scheme

why host organisation is interested for grant

To write any grant, you need to be either part of an organization or the organization itself can submit a grant proposal. While writing the grant proposal, you should talk about addressing a critical need of the given topic. The impact and benefit that would be created after fulfilling strategic objectives.

What would be the opportunity for innovation that the organization would achieve? How does the applicant plan on leveraging expertise and experience? What are the current gaps in the services? There are a few questions that should be addressed.

It would be best if you also pointed out your strategic partnerships, which could be beneficial for the implementation of the project. Apart from this, compliance with organizational values and demonstrating leadership are ecosystem contributors, if any.

6. Support (Expertise/ Infra) Offered By the Host Institution

It would be best if you talked about the resources or infrastructure availability that are required for the smooth implementation of the project. It is not always about the staff or an expert but also the resources and infrastructure capabilities of the host institute.

If your organization has a research department, what available tools, software, Journals, etc, should be mentioned?

7. Targets and Deliverables for the Project Period

Every project should have a proper timeline. In this section, you will mention the step-by-step guide and implementation time frame of the project. You can divide the targets and deliverables into phases; this way, it is easier to understand and implement as well.

You will give a clear idea of what the targets that you are aiming for and when they will be achieved. You will talk about how you will utilize the funds that would be granted, and this has to be presented in a tabular format. It would help if you were very specific and practical with the numbers, as we also have to submit a review report each quarter.

8. The Action Plan for Implementation of the Project

Now that you have provided targets and deliverables, you will write about the action plan. In this, you will represent the complete implementation process. This implementation process should also be presented in the flowchart.

SOPs of implementation should also be written. Another aspect that should also be covered is – how we will reach our target beneficiary. What strategy or method would you follow?

9. Experience and Background of the Proposed Team, Board, and Other Officials

The proposal must have all the details about the people or experts who would be working on this project. As this is a financial grant, the organization that is providing the grant will go through the people who would be involved in the implementation.

It is expected that the profiles of the experts are familiar with the project topic. Has experience and a greater research background. You will talk about how the team is capable of implementing this project or Scheme. The expertise of the team and the total list of the team members with their names and specifications of the post. Other things that are an add-on are to provide a team structure and reporting flow.

10. Number and Diversity of Partners Proposed

When we talk about diversity and the proposal, it is not about the demographics. It is about the expertise, speciality, and positions of the partners. It would help if you had partners who are relevant to the title of the Scheme. It is also important to note down any past collaboration events or programs that were implemented.

The chances of getting a grant increase when you have a relevant partner. It has also been seen by collaborating with another organisation your grant is more likely to be sanctioned.

11. Location, Benefits, and Suitability of the Implementation Center

Most of the time, grant schemes are based on specific locality. So it might depend on where you are situated. You can mention the advantages of the location, such as nearby MSME, research laboratories, IT Centre, or whatever that is relevant to RFP. Show the Peer to peer benefits and engagement.

For example, if you are located in the city where it majorly manufactures, Textile and also exports Textile. It would be more relevant for you to apply for grant schemes in the Textile sector. This way, you have the benefit of location, which could further strengthen your claim.

12. Proximity to Other Similar Projects / Centres (if any)

This section is optional but necessary if found relevant.

If any relevant projects are being implemented, this way, you ensure that other projects are relevantly running in the region. Give a short Outlook and information about the nearby centers implementing the same or similar project. But that’s not all. Showcase how you can be different from them or how you can contribute to them and boost the impact/ implementation.

13. Sector Focus (if any)

This section has already been covered in the executive summary and the overall strength and suitability of the applicant section. But in this, you will write in deep about earlier experiences and implementation. You might have worked on several projects under several sectors. But here, you will mention only the implemented project of the sector in focus.

Talk about your vision of the sector in focus. Also, align the available infra and human resources which are suitable. This is optional but could be mentioned in a very short paragraph.

14. Usage of the Grant-In-Aid

As we come towards the end, most of the sections that you will write will be about the budget. Major questions about how you are planning to implement the budget should be answered. It would be easier if you mentioned the usage of the grant in aid in a phase implementation manner.

Describe the budget that would be required for tools, allowances, fees, etc. Write the description of the whole budget in sentences. Whatever you mention in this section would be treated as a policy so you should be very careful.

15. Sources of Financial Sustainability (if necessary)

It is also necessary to mention about financial sustainability of the project. It would help if you also mentioned the sustainability of the project after the end of the Scheme. But before this section, you should define the possible revenue streams that you have planned.

What would be the phases of activation?

Also, it would be best if you have an idea about future possibilities is an estimation of the revenue (at least 3 years)

The last section of writing a grant proposal is dedicated to budget. It would help if you were very thorough while writing the budget. The budget budget section should have a detailed discussion about operational expenditure, capital expenditure , and revenue.

budget bifurcation

Opex – operational expenditure involves day-to-day operational expenses which are essential for running the project.

Capex – capital expenditure to expenses for acquiring, upgrading, or maintaining physical assets.

Revenue – total income generated by a business through its primary operation, operations, sales, and other sources during a specific period.

It can be little confusing if you’re writing this for the very first time but to help me out. I have attached an Excel sheet of budget that you can use.

Overall Thoughts

Now that you have written your grant proposal next thing for you to do a submit it and wait. It is not likely that your proposal will get accepted fast. The organization that would be providing the grant would go through your proposal and very depth. If it is an RFP, they might have received many other grant proposals from other organizations and applicants. So it depends on them to choose the best proposal .

You should always keep on submitting proposals to as many as you can that are relevant to you. I wish you all the best and would be very happy if this article helps you get the grants. I will be active in the comment section if any doubts or help is needed.

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how to write a grant proposal phd

How to Write a PhD Research Proposal

PhD research proposal

Starting on PhD research is a big step in a researcher’s academic journey, and submitting a research proposal is a significant part of it. Indeed, many PhD scholars seek guidance on how to write a PhD research proposal , which is the foundational document that outlines the scope, objectives, and methodology of their prospective doctoral study. This article takes a look at the essential elements of a PhD research proposal and discuss practical steps to help develop an effective and strong document.  

What is a PhD Research Proposal ?  

Think of a PhD research proposal as a blueprint for your research. It lays out the main questions you want to seek answers to in your study, and presents an overview of the field you are planning to dive into. The PhD research proposal is not just about summarizing what is already available in the public domain. It is a critical document that demonstrates the feasibility, significance, and originality of the proposed research, and therefore, plays a crucial role in influencing admission decisions and securing funding opportunities. It also explains how your research is different and new and underscores the unique angles, perspectives and originality of your area of study.[ 1]    

Why is a PhD Research Proposal Needed?  

Even though your research proposal focuses on what you plan to do in the future, supervisors and funders also want to see what you have already achieved academically. Their interest lies in how well you understand the existing research, including recent studies and discussions in your academic field.   

Therefore, it is essential to showcase your awareness about gaps in current knowledge and how your research will develop new knowledge and perspectives. Presenting a clear and detailed picture of this background is critical.[ 2]  

How to Structure Your PhD Research Proposal ?  

Research proposals can vary based on the institution you wish to send the proposal to or your subject of study, but there is a broad structure that needs to be followed.[ 3][4][5]  A good PhD research proposal structure should highlight what makes your idea unique, feasible, and significant.   

Follow these proven tips to structure a PhD research proposal and make it stand out:  

  • Provisional Title: The title should not only describe the subject matter but also hint at your approach or main question.   
  • Key Question: The key question is crucial for defining the scope and purpose of the research, making sure everything stays clear and organized.  
  • Topic Description: This section serves to introduce readers to the topic being studied, outlines its key focus areas, and helps establish a clear context for the study.   
  • Existing Knowledge: Here, researchers are required to provide a brief outline of existing knowledge drawn from seminal works, recent research findings, and ongoing debates and highlight gaps in the literature, demonstrating their awareness of existing scholarship.  
  • Detailed Bibliography: A detailed bibliography not only reflects the thoroughness of the literature review but also provides credibility to the proposed study. It allows reviewers to assess the quality and relevance of sources and enables them to gauge the scholarly merit of the PhD proposal.  
  • Research Methodology: Details of a comprehensive plan outlining the methodology, procedures, and techniques that will be employed to address the research objectives are included here. Methodology includes information on any special facilities, resources, or equipment required for data collection, analysis, or experimentation.   
  • Research Plan: This section provides a structured outline of the tasks and activities to be undertaken, along with their respective deadlines or milestones. It includes key phases such as literature review, data collection, analysis, and writing up the findings.   

How Long Should a PhD Research Proposal be?  

A research proposal typically spans approximately 2,500 words, although there is flexibility in the length as there is no strict upper or lower limit. However, the length may vary depending on the requirements of the institution or funding agency.   

Tips for Writing Your PhD Research Proposal  

Now that you understand the structure of a PhD research proposal , here are some tips to help you craft a compelling document: [7]    

  • Start early: Begin drafting your research proposal well in advance to allow yourself ample time for revisions and refinement.   
  • Be specific: Provide clear and detailed explanations of your objectives, methodology, and expected outcomes.   
  • Seek feedback: Share your proposal with peers or advisors to receive constructive feedback and suggestions for improvement.   
  • Write clearly and concisely: Use clear and concise language to convey your ideas effectively, avoiding unnecessary jargon or technical terms.   
  • Be ethical: Address any ethical considerations related to your research, such as participant consent or data privacy.  
  • Revise and proofread: Take time to revise, proofread and proofread again. Best to weed out any inconsistencies and errors for a favourable impression and to clearly communicate your ideas.  
  • Be passionate: Clearly convey your enthusiasm for the research topic and potential impact of your proposed study. Let your passion for your research topic shine through your proposal.  

References:  

  • How to write a PhD research proposal – University of Liverpool  
  • How to write a successful research proposal – Prospects  
  • How to write a good PhD proposal – The University of Queensland  
  • Writing a research proposal – Sociological Studies – The University of Sheffield  
  • Writing a Good PhD Research Proposal – Researchgate  
  • Guidelines to Writing a Research Proposal – University of Oxford  
  • Top tips for writing your research proposal – University of Birmingham  

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Related Reads:

  • How to Write the First Draft of a Research Paper with Paperpal? 
  • Research Funding Basics: What Should a Grant Proposal Include?
  • How to Write Your Research Paper in APA Format

How to Choose a Dissertation Topic

Best wordtune alternative: detailed review and comparison, you may also like, how to cite in apa format (7th edition):..., dissertation printing and binding | types & comparison , what is a dissertation preface definition and examples , how to write a research proposal: (with examples..., how to write your research paper in apa..., how to write an academic paragraph (step-by-step guide), maintaining academic integrity with paperpal’s generative ai writing..., research funding basics: what should a grant proposal..., how to write an abstract in research papers....

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Preparing a Proposal

A well-written and skillfully prepared research proposal is crucial to the success of an application for research funding and to the efficient set-up and management of an award. Early planning, and when needed, consultation with [email protected] is encouraged.

  • Common Proposal Elements
  • Foreign Subrecipients: Access to Data Funded by NIH Grants/Cooperative Agreements
  • GMAS Non-HUID PI Signature
  • GMAS Retraction Criteria
  • Institutional Fact Sheet
  • NRSA Childcare Costs Guidance
  • Proposal Review
  • Sponsor Set up

Cross Lifecycle Topics

Research agreements.

There are several types of research-related agreements that researchers, faculty, and administrators may encounter. They vary by the goal and nature of the engagement, as well as the identity of the other party.... Read more about

Data/Document Retention

A set of basic principles to guide the retention and maintenance of research records by Harvard faculty and staff.  

Equipment Management

Preparing a proposal.

Harvard defines equipment as an item that costs over $5,000 and has an expected useful life of more than one year. A proposal requires special attention if it includes equipment.... Read more about

F&A, Fringe Rates

  • F&A Rates - Federal Sponsors  
  • F&A Rates - Non-federal Sponsors F&A Rates - Non-federal Sponsors: Indirect costs rates and bases for awards to Harvard within the last 5 years are available in  GMAS  on the “Recent overhead rates” section of each sponsor’s Organization page.  
  • F&A Rate Agreements After World War II when the federal government initiated a close partnership with universities in pursuit of the research enterprise, recognition was given to the infrastructure costs needed to support this expensive endeavor.  
  • Fringe Benefits Rates Fringe benefits (FB) are employee associated costs such as health plan expenses, pension plan expenses and workman's compensation expenses, among others.

Stipend & Fellowships

Stipends are payments made to individuals for subsistence support or to defray expenses during a period of academic appointment. Stipend payments are not compensation for services rendered and, therefore, are not allowable on federal awards unless the purpose of the agreement is to provide training to selected participants and the charge is approved by the sponsoring agency (OMB Circular Uniform Guidance, Subpart E). The most common type of federal awards that include stipends are fellowships and training grants. Additional information is available in the...

Harvard Global

Harvard Global Research and Support Services, Inc. was established in February 2012 and is dedicated to providing operational support for Harvard University’s international activities. Harvard Global follows Harvard University’s institutional policies and is a 501(c)(3) corporation.

Departments or faculty who are either requesting to submit a proposal to one of the below Harvard Global sponsors or are receiving funds from these sponsors should reach out to the Harvard Global Grants and Contracts Specialist at OSP,...

Sub-Recipient Monitoring

Harvard University is responsible for monitoring the programmatic and financial activities of its subrecipients to ensure proper stewardship of sponsor funds. The PI is primarily responsible for ensuring that the subrecipient is meeting the programmatic objectives of the project. The PI and Department/Local Level Managing Unit provide administrative and financial oversight of the subrecipient to confirm that the subrecipient invoices align with the project deliverables. 

For subawards under federal prime awards, Harvard must comply with OMB Uniform Administrative Requirements...

The Award Lifecycle

how to write a grant proposal phd

A well-written and skillfully prepared proposal is crucial to the success of an application for research funding

how to write a grant proposal phd

Setting up an Award

Steps must be taken to set up accounts or authorize pre-award spending before spending begins

how to write a grant proposal phd

Managing an Award

Ensure compliance while maintaining public trust in research results and outcomes

how to write a grant proposal phd

Closing out an Award

Timely closeout of sponsored awards is essential to Harvard's compliance with sponsor requirements and University policies

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Grant Writing in the Sciences: Writing

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Writing Your Grant Proposal

After you have located a funding opportunity, planned your project, and outlined your grant proposal, it’s time to start writing. You may want to first read a few sample grants to better understand the content, tone, and style of successful proposals. Sample grants are often available on the funder’s site and include annotations about the proposals’ strengths and weaknesses.

Remember these key guidelines as you develop your proposal:

Address Experts and Non-Experts

Each of the reviewers should understand your project on a first read, even if they lack expertise in your sub-field. Because funding agencies consider many applications and have a limited amount of grant money, they give preference to projects that have clear aims and methods. Therefore, explain terms that might be unfamiliar to an educated but non-expert audience and avoid excessive use of jargon. The most successful proposals “are written for readers who are scientists but are unfamiliar with the particular article. The prose is kept simple, specialized words and abbreviations are avoided, and every page has at least one diagram or figure. A well-written proposal is written to communicate with all the reviewers, not just those with expertise in the field” (Ogden and Goldberg 21).

While you will likely need to employ specialized terminology in the research methods section in order to provide adequate detail, tailor your other sections to a wider audience. This ensures that all reviewers understand the significance of your proposed study.

Emphasize Actions and Major Steps

The steps involved in the research, and who will be completing them, need to be clear to your reviewers on a first read. To accomplish this, use active voice, which emphasizes who or what is doing the important action in the sentence. To turn passive voice into active voice, ask “What (or what) is doing the action in the sentence?” For more information see our OWL resources on active and passive voice .

Below is a passage from a successful NIH grant application that makes appropriate use of active voice (bold) and passive voice (italics).

In this passage, active voice clarifies the researchers’ actions and the hypothesis’ functions. Note, however, that this author does use passive voice sparingly in order to highlight Cd48AP as the subject of the final sentence.

Another barrier to clarity is overuse of nominalization, or turning verbs (actions) into nouns. Nominalization, like passive voice, can add wordiness and often hides the most important actions from the reader.

For example:

Action Nominalization
to analyze analysis
to investigate investigation
to understand understanding

In the sample grant discussed above, for example, the phrase “We hypothesize that” would be “Our hypothesis is that,” consequently adding unnecessary verbiage to the sentence.

Use Diagrams or Other Visuals

Diagrams are useful to cut down on length and reduce verbiage, as well as illustrate complex relationships that may be difficult to clarify in writing alone. The most effective ones are understandable without the reviewer having to refer to the corresponding caption/legend. When incorporating diagrams, remember to follow the funder’s formatting requirements.

The Writing Process: Successfully Submitting your Grant

Grant writing requires a significant investment of time for planning, writing, and revising. Below are a few suggestions to help you submit your grant on deadline, many of which apply to other types of academic writing.

  • Schedule adequate time for writing and revision, asking multiple readers to review your work.
  • Make a grid or a spreadsheet with key deadlines for yourself and/or your team, and hold each other accountable to them.
  • Develop a style sheet for your team that outlines agreed upon usage of terminology, acronyms, hyphenated compound adjectives, or other frequently used words or phrases.
  • Write faithfully for at least 30 minutes a day.
  • Schedule writing time for yourself and show up to it like a job; resist scheduling meetings or other commitments during this time.
  • Ask a mentor who is knowledgeable about the field to review your writing.
  • Submit your application early to avoid last-minute delays or technical problems with the online submission.

What Happens Next ?

Unfortunately, very few proposals are funded initially (some NIH institutes, for example, fund less than 10% of submissions). Those proposals rejected in the first round are often revised and resubmitted. When researchers find themselves in this situation, the most important thing they can do is read the reviews carefully and revise their application accordingly and as quickly as possible. At this point, it is generally helpful to show the reviews to a colleague who is well-versed in grant writing.

Works Cited

Levenson, Robert W. “Mistakes that Grant Proposers Make.” Writing Successful Grant

Proposals from the Top Down and Bottom Up . Ed. Robert J. Steinberg. Los Angeles,

CA: Sage, 2014. 37-48. Print.

Ogden, Thomas E. and Israel A. Goldberg. Research Proposals: A guide to Success 3 rd ed.

Oxford: Academic Press, 2002. Print.

Reif-Lehrer, Liane. Grant Application Writer’s Handbook. 4 th ed. Sudsbury, MA: Jones and

Bartlett Publisher, 2005. Print.

Sternberg, Robert J. “Securing a Research Grant.” Writing Successful Grant Proposals from

the Top Down and Bottom Up . Ed. Robert J. Steinberg. Los Angeles, CA: Sage,

2014. 3-24. Print.

Striepen, Boris. “Biology of the Apicomplexan Plastid.” National Institute of Allergies and

Diseases Sample Grant Application. 5 Mar 2010. Web. 14 Dec 2014.

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What Is a Research Proposal?

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When applying for a research grant or scholarship, or, just before you start a major research project, you may be asked to write a preliminary document that includes basic information about your future research. This is the information that is usually needed in your proposal:

  • The topic and goal of the research project.
  • The kind of result expected from the research.
  • The theory or framework in which the research will be done and presented.
  • What kind of methods will be used (statistical, empirical, etc.).
  • Short reference on the preliminary scholarship and why your research project is needed; how will it continue/justify/disprove the previous scholarship.
  • How much will the research project cost; how will it be budgeted (what for the money will be spent).
  • Why is it you who can do this research and not somebody else.

Most agencies that offer scholarships or grants provide information about the required format of the proposal. It may include filling out templates, types of information they need, suggested/maximum length of the proposal, etc.

Research proposal formats vary depending on the size of the planned research, the number of participants, the discipline, the characteristics of the research, etc. The following outline assumes an individual researcher. This is just a SAMPLE; several other ways are equally good and can be successful. If possible, discuss your research proposal with an expert in writing, a professor, your colleague, another student who already wrote successful proposals, etc.

  • Author, author's affiliation
  • Explain the topic and why you chose it. If possible explain your goal/outcome of the research . How much time you need to complete the research?
  • Give a brief summary of previous scholarship and explain why your topic and goals are important.
  • Relate your planned research to previous scholarship. What will your research add to our knowledge of the topic.
  • Break down the main topic into smaller research questions. List them one by one and explain why these questions need to be investigated. Relate them to previous scholarship.
  • Include your hypothesis into the descriptions of the detailed research issues if you have one. Explain why it is important to justify your hypothesis.
  • This part depends of the methods conducted in the research process. List the methods; explain how the results will be presented; how they will be assessed.
  • Explain what kind of results will justify or  disprove your hypothesis. 
  • Explain how much money you need.
  • Explain the details of the budget (how much you want to spend for what).
  • Describe why your research is important.
  • List the sources you have used for writing the research proposal, including a few main citations of the preliminary scholarship.

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how to write a grant proposal phd

How to write a good application - ESRC

The content and quality of the application you submit to us will determine whether you are successful. Therefore, it is vital that you have a full understanding of what is required, as well as knowing the various stages of the application process, so that you maximise your chances of being funded.

These notes are intended to assist you in the preparation of applications to the ESRC responsive mode: research grants funding opportunity  and should be read in conjunction with the ESRC research funding guide .

They provide informal guidance on points for applicants to remember when drafting applications.

You may also find this information helpful if you’re applying to another funding opportunity although you should take care to follow any funding opportunity-specific guidance provided.

Careful attention will help you to avoid some of the basic pitfalls and improve the funding chances of your research idea.

Our guidance for writing a good research grant application

Allow yourself time.

Preparing a draft application and consulting on it, preparing the project costings and getting advice on these, as well as reading the regulations of the funding opportunity to learn what is and what is not permissible, are all time-consuming parts of the process of application.

The key guidance for applicants applying to our research grants scheme is:

  • the funding opportunity guidance
  • ESRC guidance for applicants
  • ESRC research funding guide

Study your funding source

All funding agencies will have their own criteria for deciding on allocation of their resources. It is worthwhile taking time to familiarise yourself with these and ensuring that your application clearly addresses your targeted source of support.

We are an agency funded by the government and its mission is “to promote and support by any means, high quality, basic, strategic and applied research and related postgraduate training in the social sciences; to advance knowledge and provide trained social scientists which meets the needs of users and beneficiaries, thereby contributing to the economic competitiveness of the UK, the effectiveness of public services and policy, and the quality of life; and, to provide advice on, and disseminate knowledge and promote public understanding of, the social sciences”.

All successful ESRC research grants demonstrate four characteristics. They must:

  • promise excellent research
  • be of value to potential users outside or within the research community
  • convince of the ability to deliver research
  • demonstrate value for money (not necessarily the same as cheapness).

Further information relating to how applications are peer reviewed and the standards against which you will be judged are provided within ESRC’s guidance for reviewers and ESRC’s peer reviewer training tool – this is an online course which takes around an hour to complete, although it is possible to dip in and out as well.

Read the guidance documents

You should read the funding opportunity guidance which is designed to help you through the process. This cannot be overstressed; familiarising yourself with the content of the research funding guide may seem tedious but will help you to avoid basic mistakes which at best will require clarification with office staff and at worst may prejudice chances of success. Please abide by the rules, since they are there to ensure a level playing field for all applicants, and applications which break the rules will be rejected. Make sure you are using the current versions of guidance as rules and regulations are subject to change. If in doubt, check with the named ESRC contact for the funding opportunity.

Discuss your application

You should discuss your application with peer groups, colleagues and, if you are a relatively new researcher, with senior and more experienced researchers. Experienced collaboration or mentoring rarely goes amiss. If you have never sent in an application to us before, try to get the advice of someone who has already been successful.

Talk to your research office and draw on the support that they can give you in putting together your application and calculating your costings.

Justify your costings

When you justify your costings, they should be considered with care and close reference to our research funding guide.

Be realistic – lavish costings are unlikely to find favour with panel members and an application which promises the earth at remarkably low expense will be regarded with caution.

Panels take a very dim view of applications where the costings have been padded to reach the lower financial threshold for the funding opportunity, and if potential cuts would take the overall cost of the application below the threshold the application will not be funded.

You need to provide clear and convincing justification of your costings and should think carefully about the time and resources needed to complete the research successfully within the specified period.

Grants will be based on the eligible costings included in applications and will be subject to standard indexation and be cash limited at the time of announcement, so it is important to get costings right when applying.

A well thought out financial plan helps to create confidence in the application generally. Give as detailed a breakdown of costs as possible so that the panel can properly assess the application.

Do make sure that what you are asking for is allowed within the regulations. Bear in mind that ESRC is looking for value for money, and that applications which offer poor value for money will be scored down by panels, even when the science may be excellent.

Content and presentation

The research application is the means by which you will be trying to convince the panel that your application is worth funding so think carefully about what information you are going to give and how it is presented.

Make sure you think your project plan through and cover all stages of the research lifecycle. The project lifecycle includes the planning and research design stage, the period of funding for the project, and all activities that relate to the project up to and including the time when funding has ended.

The research lifecycle therefore also includes knowledge exchange and impact realisation activities, the dissemination process including reporting and publication and the archiving, future use, sharing, and linking of data.

Many applications are unsuccessful not because they lack interesting or important research ideas, but because they fail to communicate adequately how these research ideas will be explored and translated into an achievable plan of action.

It is vital that you have a full understanding of what is required, as well as knowing the various stages of the application process, so that you maximise your chances of gaining an award.

Convey to the panel your genuine interest, understanding and enthusiasm for the work.

The vision and approach section is the core of your application. It is also important to make sure that you devote enough space in the application to describing the research you intend to conduct and the research design and methods – the panels find it very frustrating when applicants devote pages to explaining why their proposed research is exciting but then provide only a short and inadequate explanation of how they propose to explore this in practice.

Write in plain English. Your application is likely to be seen by many people, including some who will not be familiar with your particular specialism. Detail and specification may necessitate the use of disciplinary or technical terminology and this will be clear to peer reviewers, but the ideas you wish to convey and your reasons for doing so should be apparent to a wide audience.

Peer reviewers and panel members do not welcome dense blocks of text which have not been broken down into paragraphs and sub sections. By the same token, do take the trouble to check spelling, grammar and punctuation. These are all part of the quality of presentation and presentation matters.

Knowledge exchange and impact

Our mission places emphasis on ensuring that researchers engage as fully as possible with the users of research outcomes. These may be:

  • other academics
  • government departments
  • public bodies
  • voluntary organisations
  • other interested parties

Try to consult with and involve people who could make a valuable contribution to the research and who could provide support and interest. Involving stakeholders and users in the planning stages can be highly beneficial.

In line with the common position on excellence with Impact adopted by research councils, we expect that the researchers we fund will have considered the potential scientific, societal and economic impacts of their research.

You should actively consider how these can be maximised and developed throughout your application. Consideration of the potential economic and social impact of your proposed research will form part of the peer review and assessment process of your application. You are expected to take impact seriously. If you believe that your research project is purely theoretical or methodological and will only have impacts within academia you should consider your impact strategy to justify your belief.

Opportunities for making an impact may arise, and should be taken, at any stage during the lifecourse of the research. It is important that researchers have in place a robust strategy for maximising the likelihood of such opportunities arising and their own capacity for taking advantage of these.

Further information on impact, innovation and interdisciplinarity.

Check the details

Once you have completed the application make sure that all the required information is provided. Some of the most common issues are:

  • an unrealistic start date
  • vision and approach section exceeding the specified length
  • no additional details provided of revisions made to an application in the case of invited resubmissions

What happens next?

For the esrc responsive mode: research grants funding opportunity.

Applications receiving sufficiently supportive comments from external academic reviewers are forwarded to the panel members (introducers) for a funding recommendation. This is primarily informed by the average expert reviewer score. The minimum threshold score for progressing to the panel is determined on an individual funding opportunity basis.

Applications receiving an average expert reviewer score below the minimum threshold are rejected as not meeting the requisite scientific standard.

At the full panel meetings a proportion of applications will be recommended for funding. Unsuccessful applications fall into two categories – those which are unsuccessful due to lack of funds, and those which do not meet the requisite scientific standard.

A ranked list of recommendations is then considered by the grants delivery group for a final funding decision.

We accept only invited resubmissions. We do not allow the resubmission of any previously unsuccessful applications (including applications previously submitted to another research council), unless applicants have been specifically invited to do so.

In the majority of cases funding decisions are made around six months from the submission of your application, so please bear this in mind when applying.

If your research is time-critical you will need to allow enough time from submission for the application to go through the full application process, and the post-award checks/contracting process which takes an additional two months, on average.

If you are successful

Congratulations, and we hope your project goes well.

However, if difficulties arise such as delays in recruitment, staff illness, replacements, or changes to the work plan then please let us know immediately via your research office.

Under our research funding guide rules you will not need to notify us of virements of funds between headings and no supplementation will be allowed.

Last updated: 16 February 2024

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Writing Research Proposals

The research proposal is your opportunity to show that you—and only you!—are the perfect person to take on your specific project. After reading your research proposal, readers should be confident that…

  • You have thoughtfully crafted and designed this project;
  • You have the necessary background to complete this project;
  • You have the proper support system in place;
  • You know exactly what you need to complete this project and how to do so; and
  • With this funding in hand, you can be on your way to a meaningful research experience and a significant contribution to your field.

Research proposals typically include the following components:

  • Why is your project important? How does it contribute to the field or to society? What do you hope to prove?
  • This section includes the project design, specific methodology, your specific role and responsibilities, steps you will take to execute the project, etc. Here you will show the committee the way that you think by explaining both how you have conceived the project and how you intend to carry it out.
  • Please be specific in the project dates/how much time you need to carry out the proposed project. The scope of the project should clearly match the timeframe in which you propose to complete it!
  • Funding agencies like to know how their funding will be used. Including this information will demonstrate that you have thoughtfully designed the project and know of all of the anticipated expenses required to see it through to completion.
  • It is important that you have a support system on hand when conducting research, especially as an undergraduate. There are often surprises and challenges when working on a long-term research project and the selection committee wants to be sure that you have the support system you need to both be successful in your project and also have a meaningful research experience. 
  • Some questions to consider are: How often do you intend to meet with your advisor(s)? (This may vary from project to project based on the needs of the student and the nature of the research.) What will your mode of communication be? Will you be attending (or even presenting at) lab meetings? 

Don’t be afraid to also include relevant information about your background and advocate for yourself! Do you have skills developed in a different research experience (or leadership position, job, coursework, etc.) that you could apply to the project in question? Have you already learned about and experimented with a specific method of analysis in class and are now ready to apply it to a different situation? If you already have experience with this professor/lab, please be sure to include those details in your proposal! That will show the selection committee that you are ready to hit the ground running!

Lastly, be sure to know who your readers are so that you can tailor the field-specific language of your proposal accordingly. If the selection committee are specialists in your field, you can feel free to use the jargon of that field; but if your proposal will be evaluated by an interdisciplinary committee (this is common), you might take a bit longer explaining the state of the field, specific concepts, and certainly spelling out any acronyms.

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Tips for Writing Graduate Student Grant Proposals

  • Make sure your proposal is original, well-written and can be understood by an educated layperson. Ask a friend from outside of your department to read your proposal and explain its significance.
  • Choose a project of limited scope. For example, ask for a grant to fund the data collection phase of your dis­sertation; don’t ask for $1,000 toward the total expenses of your entire thesis or dissertation work. If your project has a large budget, identify a specific element that can be funded within the limits of this program and that will allow you to move forward with your work.
  • In the first paragraph, state your project’s basic idea or problem, its relationship to your research (thesis, dis­sertation, and creative work), the amount of funding you are requesting, and what the funds will be used for.
  • Describe the relevance of your project to research in your field or your own creative development. What is unique about your research or creative project; how will it contribute to your field?
  • Describe the methodology you will use to conduct your study.
  • Comment on your own individual skills and experience (such as foreign language skills, if relevant) and how they will contribute to your project.
  • If your project involves access to special collections or interviews with specific people, state that you have received permission to use the collections or to conduct the interviews.
  • If you request funds for conference travel, state how the conference travel will contribute to your re­search or creative work. Grants are not awarded to present findings of research that has already been completed. Grants are generally not awarded to students who are not presenting their work at the confer­ence or completing a specific element of their research by attending the conference.
  • Use the full two pages to describe your project. Use section heads to organize your proposal rather than writing two pages of straight narrative.
  • Your advisor’s letter of support is very important. Be sure to give him/her enough time and information to write a strong letter. Please make sure your recommenders are aware of your request so they may prepare properly. Support letters must be submitted by the deadline.
  • Reviewers scrutinize the budget page; itemize your expenses and quote specific prices.
  • If you request funds to cover only a portion of your budget, please explain other sources of funding. (Make it clear that your project will be able to be completed.)
  • You may add narrative to your budget page to explain or justify items in your request.
  • Please note :  equipment purchased with a Graduate Student Grant becomes the property of the univer­sity.

Be sure to read and follow submission procedures. The Graduate School cannot accept proposals that are submitted in an incorrect format . In addition, the Graduate School cannot accept proposals from students who do not meet all eligibility requirements at the time of the deadline.

Do not  include additional materials beyond items described by the application format guidelines . All figures and tables included in the proposal must remain within the page limit for the project description.

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How to write a grant proposal

Get started..

TOP TIP: Contact Research and Innovation with your draft application a minimum of ten working days before the deadline.

Contact the Research Development Team  for help with writing your proposal. 

Three key elements to consider

time graphic (6)

How long will it take to complete the project?

  • Be realistic with your design especially if the funder expects the results within a certain time period.
  • Start with your research idea and outline each stage in chronological order (e.g. desktop/literature review, recruiting researchers, planning field work, conducting interviews, organising information, analysing data, presenting key findings, writing key findings, etc.)

cost graphic (7)

How much will it cost to conduct the project in a given time?

  • Check if the funding rules have a minimum and an upper limit. Ask yourself, how is the funding best utilised?
  • View 8 costs to consider when preparing your project budget

quality graphic (2)

How will you ensure the highest quality?

  • Keep in mind what can be achieved within budgetary/time constraints.
  • These three elements correlate to each other. If you need to compromise the budget then you may see the quality drop; if you need to increase quality you may need more time.

Grant writing support

Points of contact.

Your two main points of contact when drafting a proposal are your academic mentors and the  Research Development Team . 

Endeavour to get in contact with your Research Development Manager  at the earliest stage. As of 1st March 2023, the Research Development Team will no longer support research applications sent to the Team closer than 5 working days from the funder deadline. For more information on this deadline, please click here . 

Academic colleagues can advise you about the research background and your methodological approach. 

Check with the funding body to see which projects they've previously funded and how your project fits with their funding priorities.

How the Research Development Team can help you:

  • Offer feedback on how the proposal meets the scheme requirements.
  • Make content accessible to a general audience.
  • Carry out costings to populate your budget information.
  • Source examples of previously successful applications.
  • Simplify your way through the submission system and internal regulations.
  • Offer general feedback.
  • Find peer reviews.
  • Put you in touch with Human Resources, who need to be informed of any researchers you'd like to hire.

HR project planning training

Refresh your project planning and management skills - Human Resources run training sessions throughout the year.  Browse LSE Training and Development System .

Feedback from peers

Improve your application - ask for feedback.

LSE academics can advise on what makes a good quality application as they sit on a number of panels that review applications. We highly recommend that you submit your application for scrutiny to an academic mentor, to give you the chance to further improve.

Find a mentor - email the Research Development Team . 

Costing your resources

Correct resources for your project is crucial. Underestimate the amount of funding you need and it can pose an insurmountable obstacle that can jeopardise your success.

However, excessive amounts of unnecessary items that are over-priced, can prejudice the review committee and prevent your application being funded.

The Research Development Team will cost your project with you.  Set up your budget with the Research Development Team . 

Check funding regulations for the scheme you are applying for. Learn the explicit instructions regarding eligible and ineligible costs. There will be a set way of presenting this information that you need to take into account.

How to compile a research budget

How to write a proposal training

Writing a grant proposal requires a different style of writing to that of an academic paper. It's an essential skill for all researchers who wish to progress in their career.

Your research proposal needs to be accessible to a general audience, whilst maintaining the detail of a strong methodology that will be scrutinised by experts in your field. 

We can help provide the skills you need to develop research ideas into successful proposals.

View forthcoming grant writing workshops

Missed an event?

Contact the Research Development Team to discuss repeat sessions.  

Tips to help win research funding

Tips to help academics with a research idea increase their chances of winning a research award.

  • Have you identified a challenging research problem? - Will it make a valuable contribution to knowledge? Will others be interested in the outcome?
  • Discuss it with trustworthy colleagues - Make sure it is "new". Check published literature and papers given at recent conferences to find out about work that's not yet been published.
  • Identify novel elements in your research - Don't be afraid to list them in bullet points.
  • Provide a clear plan - Explain how your programme of work solves "the problem" you are addressing. Show how you will begin your research and your key milestones.
  • Clarify that you have the skills to carry out the research.
  • Be as specific and quantitative as possible -  For example, to claim that your new method is "more sensitive" than others is not justification enough to award you £100K ... a justified X factor might however.
  • If you are fairly new to the area - Get yourself known by attending national meetings or conferences, especially those likely to be attended by potential referees. It helps if they have met you rather than getting the reaction "who's this?" when they see your proposal.
  • Identify an appropriate source of funding -  The Research Development Team can help.
  • Read conditions for eligibility - Make sure your project meets them. There is no excuse for getting 'mechanical' aspects wrong.
  • Are there any other guidelines? -  For example, ethical approval. Satisfy as many as possible.
  • Is a co-ordinator, programme manager or secretary mentioned in the information provided by the funding body? If so, contact them. Can you invite them to visit the department? Ask them whether your proposal meets their conditions and is within their remit.
  • Ask colleagues to read and comment on your proposal - Find people with experience of the same funding body.
  • Find out how the proposals will be assessed - Research Councils use "Colleges" of referees to referee and prioritise proposals. Their names are published and the list will tell you the kind of people who will be asked to comment on your proposal. Make sure you write for this "readership".
  • Look up projects already funded by the body - Will your proposal be out of place? Have they funded very similar work recently? Are you asking for a reasonable level of funding?
  • Claim all relevant, allowable costs -  Including recovery of costs of support staff, computer costs, travel and consumable items. Check these alongside internal departmental and LSE guidelines for any potential conflicts.
  • Be objective - Read the proposal as if you're the referee and it's been sent to you.

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Broad Institute of MIT and Harvard

NSF GRFP Research Proposal

Criteria for success.

  • Your proposed research is eligible for the Fellowship ( e.g. you do not propose research about a particular disease or about clinical practice).
  • Your research proposal convinces a panel of academics that you are qualified to receive the Fellowship, especially with respect to the Intellectual Merit and Broader Impact criteria.
  • You show that the proposed research is creative, original, or transformative.
  • You show that you are actually capable of performing the research.
  • Your proposal meets the formatting and page limit criteria.

nsf

The sections, their sizes, and their order is just an example, not the rule.

Your research proposal (technically, the “Graduate Research Plan Statement”) is part of an application that should convince the selection panel to award you the Fellowship. The proposal is the part of the application where you get to lay out a plan for your graduate research career. The personal statement gives you space to explain the big picture of your past and future career; the research proposal is a place for nuts and bolts. It is an opportunity to convince the selection panel that you are capable of being a successful researcher: that you have the intellectual ability to propose a creative, feasible plan of research.

Note that if you win the Fellowship, no one will actually hold you to this particular research plan; this is a demonstration of critical thinking, not a commitment.

Your entire application will be “reviewed online by virtual panels of disciplinary and interdisciplinary scientists and engineers and other professional graduate education experts”. These are academics, usually from your broad area of science ( e.g. biology) but not from your specific area ( e.g. polymer biomechanics). They will judge your application using some combination of (a) the NSF’s official criteria for the Fellowship and (b) their own ideas about what constitutes good science.

The people on the committee read many, many applications. Make it easy for them to figure out that you are qualified for the award by referencing the Intellectual Merit and Broader Impact criteria that they use to judge your application. It may be wise to, for example, have sections in your proposal that are explicitly labeled “Intellectual Merit” and “Broader Impacts”. It may also be wise to have an “Abstract” or “Executive Summary” at the beginning of the proposal. Use simple language rather than field jargon.

The selection panel knows that this is a graduate student fellowship and not the sort of grant that would be awarded to a principal investigator. Real grants are big documents with heaps of citations and references. Because this application is about funding you and not a specific project, the panel is more interested in seeing what your proposal says about you rather than about your project. Spend more words showing that you are capable and creative rather than showing that you can cite many papers.

Do your homework

A mature and sophisticated proposal for research is more likely to win you the Fellowship. Before sitting down to write, do your homework. Read a lot about the field in which you’re proposing research. Make sure the thing you’re proposing to do hasn’t been done before or hasn’t been generally regarded as impossible.

Find mentors. More senior scientists like postdocs and faculty members have a lot of experience crafting research proposals, and they are similar to the kinds of people who will be on your selection panel. Get their feedback and advice. Your proposal should also excite someone who is in your exact field. If they have any reservations about whether the project is interesting, then scientists outside your field will have an even more difficult time believing that it’s research worth pursuing.

Demonstrate creativity

There’s typically a tradeoff between risk/reward and credibility. Low-risk projects, like obvious, simple extensions of your undergraduate thesis research, tend to be very credible: it’s clear that you can do them. They also tend to be low on reward. Projects that are very ambitious and have huge rewards tend to be unbelievable and impossible for a grad student. There’s a sweet spot in between: find a problem that you can probably solve and that demonstrates that you took some initiative, know your field, and have some creative thoughts.

Include Intellectual Merit and Broader Impact criteria

Read the program solicitation so you know what “Intellectual Merit” and “Broader Impacts” mean to the NSF, and show that your proposed research meets those criteria. In particular, do not just make up your own ideas about what “Broader Impacts” means. The NSF has specific lists of activities that constitute Broader Impacts. These criteria are so important that the solicitation even says that “applicants must include separate statements on Intellectual Merit and Broader Impacts in their written statements [… and] should include headings for Intellectual Merit and Broader Impacts in their statements.”

Write for a reader who is outside of your field and short on attention

It’s more important that all the members of your panel understand your work than that you impress the one member of the panel who happens to be in your field. When you write a paper or a grant, it will probably be minutely reviewed by people in your exact field. However, your panel for the NSF GRFP will likely not be in your field, and your application will be one of many they read. They may very well miss points in your proposal that you think are “subtle” or “implicit.” Explicitly state what you’re doing and why, and make it clear even to someone who doesn’t know your field, and who is fatigued from reading many applications.

Lay out concrete hypotheses, approaches, and outcomes

Strong research proposals say what motivates the project, how the project will get done, and what the project’s outcome will mean with respect to the motivating scientific question. In the life sciences, scientists often label their hypotheses or objectives as “specific aims”.

When discussing research approach and outcomes, make it clear that the project has a clear endpoint that is well within the timeline of a PhD. It’s great if your project leads to a lifelong line of research, but the NSF GRFP only funds graduate study. To win the Fellowship, the proposed research should be able to be completed within a few years.

As best you can, describe concrete outcomes. Will you discover a protein? Will you have designed a certain tool? Having a concrete outcome can help you show how your research will meet the Intellectual Merit and Broader Impacts criteria, by saying, “Once I have thing X in hand, Y will be intellectually possible or will have Z effect on society.”

Your research proposal will be judged, in part, on the basis of whether the panel members believe you will actually be able to carry it out. It might therefore be wise to name the key resources in your target institution and program. Your success as a graduate student will depend on your advisor’s mentorship, the opportunity for collaboration with other scientists, and the resources that you will have at your target institution. Make it clear that you will have the right equipment and intellectual input that you will need to solve your problem. (Again, this is not because you’ll be expected to actually complete this research. Rather, the goal is to demonstrate your resourcefulness, and the likelihood that you’ll excel as a researcher in general.)

This content was adapted from from an article originally created by the MIT Biological Engineering Communication Lab .

Resources and Annotated Examples

Annotated example 1.

This is a research statement that was part of an MIT BE graduate student’s successful NSF GRFP application. 4 MB

Annotated Example 2

This is a research statement that was part of an MIT BE graduate student’s successful NSF GRFP application. 1 MB

How to write a good research grant proposal

  • November 2023

Elaine M Boyle at University of Leicester

  • University of Leicester

Frances Mielewczyk at University of Leicester

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Music student using a laptop

Create your own research proposal

A research proposal is a short document that summarises the research you want to undertake. If you cannot find a suitable advertised project, this is a route to create your own.

When creating a research proposal, you’ll need to consider the question or issue you want to address with your project. Think about the background of the subject and how your research will be an original contribution to the field. You’ll also need to think about the methods you'll use to conduct this research. Your proposal helps us assess your suitability for a research degree and decide if we can offer you the right supervision.

Preparation

You may want to make contact with 1 or more potential supervisors to discuss project ideas. They may also be able to help with funding your degree .

You can search our academics to find a supervisor whose research interests align to yours. When you find a match, contact them to discuss your proposals. Allow time for responses and to consider their feedback.

Learn how to make a supervisor enquiry

Writing your research proposal

You should keep it clear, objective and realistic. Include:

  • an outline of your research interests
  • your initial thoughts about your topic
  • clear objectives of what you aim to achieve or the question you want to address
  • references to previous work
  • why the research is relevant and original
  • your proposed method and general approach
  • why you believe the research should be funded
  • how your skills will help to conduct the research
  • any training you may need to undertake the project

How to structure your proposal

Your research proposal should include:

  • a working title for your project
  • up to 1,500 words (excluding a bibliography)

It’s best to write with short paragraphs and sentences. You can use images and diagrams if it’s appropriate.

Example structure:

  • introduction statement (200 words)
  • your background reading and the area you want to contribute to (400 words)
  • your research question or issue to investigate (200 words)
  • data sources, research methods and critical approaches to use (500 words)
  • conclusion on how your project will contribute to the field (200 words)
  • bibliography

Submit your proposal

Your potential supervisor will inform you of when to start the application process and how to include the details of your agreed project.  

More about how to apply

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Grant proposal writing - How to design and communicate your project convincingly

how to write a grant proposal phd

Short description

Succesful grant proposal writing offers you the opportunity to drive your career as a researcher, to fund your own research, to get you into independence early after obtaining your PhD and to grow your research group. Also, outside of academia it plays an important role for funding research and innovation activities.

There are plenty of national and international funding programmes with different funding schemes. Although there are differences between the funding schemes that influence what each winning proposal would look like, the process of how to turn your idea for a project into a proposal is the same.

Therefore, this workshop focuses on a) How to develop your idea for a project into a sound work programme; b) how to match it with the requirements of a particular funding programme; and c) how to facilitate communication with the reviewer by presenting your complex ideas in an easy-to-understand way.

Target group

This training is dedicated to researchers with little or no experience in grant proposal writing. 

At the end of the workshop, the participants will have:

  • An overview of funding possibilities and helpful sources of information
  • A list of contact points, websites and phone numbers which provide support and detailed answers to questions
  • A set of tools for efficiently developing research ideas into research projects and designing them to a funding programme of interest
  • Examples of proposal building blocks, as well as comments on these
  • Concise building blocks for different parts of a proposal: Work plan, Pert-diagram, objective, innovative aspects, impact.

SESSION 1: Funding programmes and how to read the documents (3.5 hours) • The triangle of projects • Overview of funding opportunities • Background information on funding programmes and evaluation processes • How to read the official documents • The funding scheme fingerprint

SESSION 2: Developing your idea into a work plan (3.5 hours) • Elements and structure of a work plan • The Disney method • Developing your idea for a research project into a first work plan • Visualisation of the work plan

SESSION 3: Communicating your project convincingly (3.5 hours) • Matching your idea with the funding programme of choice • Communication with the reviewer • Objectives and how to get the details to make them SMART • Innovative aspects

SESSION 4: Impact and budget (3.5 hours) • Where to put which information in the proposal and how to write about it convincingly • The eagle’s perspective on research projects • Impact • Budget calculation • Coordination of the grant proposal writing process

Dr. Sabine Preusse decided to quit academia in 2006 after obtaining her PhD in Astrophysics and moved on to the project management of European Funded Research projects in the Steinbeis-Europa-Zentrum. Besides writing grant proposals and being a project manager in the field of production technologies, she has also trained herself as a business economist (IWW) and a professional business trainer. With this she founded her own company RaumZeit e.K. Coaching Training Beratung in 2011 and is now (also as a professional business coach) supporting researchers from all levels and disciplines in grant proposal writing and the implementation of research projects, dissemination and exploitation of project results, as well as open educational resources.

Since 2011 Sabine Preusse has given more than 150 two-day workshops on grant proposal writing and more than 80 coaching sessions with respect to grant proposal writting, design of research projects and career-building for young researchers, postdocs and professors.

Instructor photo © Dean Vrakela; website photo © Sabine Preusse 

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IMAGES

  1. Grant Proposal Template

    how to write a grant proposal phd

  2. How to Write a 2 Page Grant Proposal (With Templates)

    how to write a grant proposal phd

  3. How to Write a Grant Proposal (with Examples)

    how to write a grant proposal phd

  4. (PDF) How to Write a PhD Proposal

    how to write a grant proposal phd

  5. How to write a grant proposal: a step-by-step guide

    how to write a grant proposal phd

  6. how to write an introduction for a grant proposal

    how to write a grant proposal phd

VIDEO

  1. Can ChatGPT write grant proposal

  2. Preparing a Competitive Faculty Development Grant Proposal

  3. Research Work & Colloquium

  4. Tips for Writing a Successful Grant Proposal! #womeninpower #businessgrants #shorts

  5. Lecture 7: Writing a Grant Proposal or A Research proposal

  6. RESEARCH PROPOSAL FOR PhD Registration/Submission(Best Format) UGC-NET/JRF/PhD by Dr. Shoaib Ahmed

COMMENTS

  1. How to Structure a Dissertation Research Grant Proposal

    As any GradFund advisor would surely caution, the exact structure of your grant proposal will depend on the grant for which you are applying and your discipline. However, many successful dissertation research grant proposals will contain similar components: an introduction; a background, methodology, and/or literature review; your previous ...

  2. PDF Writing a Research Grant Proposal

    Purpose of A Proposal. To show you have a worthwhile research project to undertake. To demonstrate that YOU have the competence to complete it. To discuss all relevant aspects of the research process. To enable others to evaluate whether enough information exists to want to support the proposed study. As a supervisor (e.g. a thesis)

  3. PDF A Guide to Writing your PhD Proposal

    Therefore, in a good research proposal you will need to demonstrate two main things: 1. that you are capable of independent critical thinking and analysis. 2. that you are capable of communicating your ideas clearly. Applying for a PhD is like applying for a job, you are not applying for a taught programme.

  4. How to Write a Great PhD Research Proposal

    Written by Mark Bennett. You'll need to write a research proposal if you're submitting your own project plan as part of a PhD application. A good PhD proposal outlines the scope and significance of your topic and explains how you plan to research it. It's helpful to think about the proposal like this: if the rest of your application explains ...

  5. How to write a grant proposal [5 steps

    Step 2: Plan and research your project. Preliminary research for your grant proposal. Questions to ask yourself as you plan your grant proposal. Developing your grant proposal. Step 3: Write the first draft of your grant proposal. Step 4: Get feedback, and revise your grant proposal accordingly.

  6. Tips for Grads: A guide to writing grant proposals

    By Olivia Gacka, PhD Student. ... our mindset from "this is something I have to do" to "this is something I get to do" is an essential step in writing a great grant proposal. Tips for Grads is a professional and academic advice column written by graduate students for graduate students at UW­-Madison. It is published in the student ...

  7. Grant Proposals (or Give me the money!)

    The grant writing process. A grant proposal or application is a document or set of documents that is submitted to an organization with the explicit intent of securing funding for a research project. Grant writing varies widely across the disciplines, and research intended for epistemological purposes (philosophy or the arts) rests on very ...

  8. How to nail your PhD proposal and get accepted

    When writing your PhD proposal you need to show that your PhD is worth it, achievable, and that you have the ability to do it at your chosen university. With all of that in mind, let's take a closer look at each section of a standard PhD research proposal and the overall structure. 1. Front matter.

  9. How to write a successful research grant proposal: A comprehensive

    When writing a grant proposal, there are five main criteria that you need to consider. These are: Significance. Approach. Innovation. Investigators. Environment. The funding body will look for these criteria throughout your statement, so it's important to tailor what you say and how you say it accordingly. 1.

  10. How to Write a PhD Research Proposal

    1. Title. Your title should indicate clearly what your research question is. It needs to be simple and to the point; if the reader needs to read further into your proposal to understand your question, your working title isn't clear enough. Directly below your title, state the topic your research question relates to.

  11. How to Write a Research Proposal

    Research proposal examples. Writing a research proposal can be quite challenging, but a good starting point could be to look at some examples. We've included a few for you below. Example research proposal #1: "A Conceptual Framework for Scheduling Constraint Management".

  12. Step-By-Step Guide: How To Write Grant Proposal

    PhD; Research; Contact Us; Search for; Home/Research/ Step-By-Step Guide: How To Write Grant Proposal. Research Step-By-Step Guide: How To Write Grant Proposal Download Sample Grant Proposal Format. Prof. Soham Pratap Send an email Last Updated: March 19, 2024. 0 21 9 minutes read. Share.

  13. How to Write a PhD Research Proposal

    Now that you understand the structure of a PhD research proposal, here are some tips to help you craft a compelling document: [7] Start early: Begin drafting your research proposal well in advance to allow yourself ample time for revisions and refinement. Be specific: Provide clear and detailed explanations of your objectives, methodology, and ...

  14. Preparing a Proposal

    Preparing a Proposal. A well-written and skillfully prepared research proposal is crucial to the success of an application for research funding and to the efficient set-up and management of an award. Early planning, and when needed, consultation with [email protected] is encouraged. Approvals.

  15. Grant Writing in the Sciences: Writing

    While grant proposals are almost always overseen by a faculty member serving as the primary investigator (PI), this resource is intended primarily for graduate students and junior faculty seeking to learn more about grant writing in their fields. It is organized according to the following stages of the writing process: I) project planning; II ...

  16. Writing a Research Proposal

    Budget: Explain how much money you need. Explain the details of the budget (how much you want to spend for what). Conclusion: Describe why your research is important. References: List the sources you have used for writing the research proposal, including a few main citations of the preliminary scholarship. Date.

  17. How to write a good application

    It is vital that you have a full understanding of what is required, as well as knowing the various stages of the application process, so that you maximise your chances of gaining an award. Convey to the panel your genuine interest, understanding and enthusiasm for the work. The vision and approach section is the core of your application.

  18. Writing Research Proposals

    Writing Research Proposals. The research proposal is your opportunity to show that you—and only you!—are the perfect person to take on your specific project. After reading your research proposal, readers should be confident that…. You have thoughtfully crafted and designed this project; You have the necessary background to complete this ...

  19. Tips for Writing Graduate Student Grant Proposals

    Tips for Writing Graduate Student Grant Proposals. Make sure your proposal is original, well-written and can be understood by an educated layperson. Ask a friend from outside of your department to read your proposal and explain its significance. Choose a project of limited scope. For example, ask for a grant to fund the data collection phase of ...

  20. How to write a grant proposal

    Provide a clear plan - Explain how your programme of work solves "the problem" you are addressing. Show how you will begin your research and your key milestones. Clarify that you have the skills to carry out the research. Be as specific and quantitative as possible - For example, to claim that your new method is "more sensitive" than others is ...

  21. NSF GRFP Research Proposal : Broad Institute of MIT and Harvard

    Purpose. Your research proposal (technically, the "Graduate Research Plan Statement") is part of an application that should convince the selection panel to award you the Fellowship. The proposal is the part of the application where you get to lay out a plan for your graduate research career. The personal statement gives you space to explain ...

  22. (PDF) How to write a good research grant proposal

    The purpose of writing a research proposal is to "sell" your plans. to the funding body. You will therefore need to persuade the. panel that your project is important, timely, feasible to ...

  23. Research Proposal

    You may want to make contact with 1 or more potential supervisors to discuss project ideas. They may also be able to help with funding your degree.. You can search our academics to find a supervisor whose research interests align to yours. When you find a match, contact them to discuss your proposals.

  24. Grant Proposal Writing

    Short description. Succesful grant proposal writing offers you the opportunity to drive your career as a researcher, to fund your own research, to get you into independence early after obtaining your PhD and to grow your research group. Also, outside of academia it plays an important role for funding research and innovation activities.

  25. Proposal Grant Examples: A Comprehensive Guide

    Writing a winning grant proposal involves a meticulous process of developing a well-structured outline, securing feedback, and revising accordingly. By following these steps, nonprofits can enhance their grant writing skills and secure the vital funding they need to make a lasting impact. In conclusion, grants offer nonprofits the opportunity ...

  26. SEF-3001ETG Professional Grant Writing

    Ready to develop the skills and strategies you need to become an integral part of one of the world's fastest-growing professional certification sectors—grant writing? In the Professional Grant Writing course, you will further the ideals and goals of your career track by learning about the required competencies that can lead to an internationally recognized certification by one of the leading ...