adviser of dissertation

Dissertation Advisor 101

How to get the most from the student-supervisor relationship

By: Derek Jansen (MBA) | Expert Reviewer: Dr Eunice Rautenbach | January 2024

Many students feel a little intimidated by the idea of having to work with a research advisor (or supervisor) to complete their dissertation or thesis. Similarly, many students struggle to “connect” with their advisor and feel that the relationship is somewhat strained or awkward. But this doesn’t need to be the case!

In this post, we’ll share five tried and tested tips to help you get the most from this relationship and pave the way for a smoother dissertation writing process.

Overview: Working With Your Advisor

  • Clarify everyone’s roles on day one
  • Establish (and stick to) a regular communication cycle
  • Develop a clear project plan upfront
  • Be proactive in engaging with problems
  • Navigate conflict like a diplomat

1. Clarify roles on day one

Each university will have slightly different expectations, rules and norms in terms of the research advisor’s role. Similarly, each advisor will have their own unique way of doing things. So, it’s always a good idea to begin the engagement process by clearly defining the roles and expectations in your relationship.

In practical terms, we suggest that you initiate a conversation at the very start of the engagement to discuss your goals, their expectations, and how they would like to work with you. Of course, you might not like what you hear in this conversation. However, this sort of candid conversation will help you get on the same page as early as possible and set the stage for a successful partnership.

To help you get started, here are some questions that you might consider asking in your initial conversation:

  • How often would you like to meet and for how long?
  • What should I do to prepare for each meeting?
  • What aspects of my work will you comment on (and what won’t you cover)?
  • Which key decisions should I seek your approval for beforehand?
  • What common mistakes should I try to avoid from the outset?
  • How can I help make this partnership as effective as possible?
  • My academic goals are… Do you have any suggestions at this stage to help me achieve this?

As you can see, these types of questions help you get a clear idea of how you’ll work together and how to get the most from the relatively limited face time you’ll have.

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2. Establish a regular communication cycle

Just like in any relationship, effective communication is crucial to making the student-supervisor relationship work. So, you should aim to establish a regular meeting schedule and stick to it. Don’t cancel or reschedule appointments with your advisor at short notice, or do anything that suggests you don’t value their time. Fragile egos are not uncommon in the academic world, so it’s important to clearly demonstrate that you value and respect your supervisor’s time and effort .

Practically speaking, be sure to prepare for each meeting with a clear agenda , including your progress, challenges, and any questions you have. Be open and honest in your communication, but most importantly, be receptive to your supervisor’s feedback . Ultimately, part of their role is to tell you when you’re missing the mark. So, don’t become upset or defensive when they criticise a specific aspect of your work.

Always remember that your research advisor is criticising your work, not you personally . It’s never easy to take negative feedback, but this is all part of the learning journey that takes place alongside the research journey.

Fragile egos are not uncommon in the academic world, so it’s important to demonstrate that you value and respect your advisor’s time.

3. Have a clear project plan

Few things will impress your supervisor more than a well-articulated, realistic plan of action (aka, a project plan). Investing the time to develop this shows that you take your project (and by extension, the relationship) seriously. It also helps your supervisor understand your intended timeline, which allows the two of you to better align your schedules .

In practical terms, you need to develop a project plan with achievable goals . A detailed Gantt chart can be a great way to do this. Importantly, you’ll need to break down your thesis or dissertation into a collection of practical, manageable steps , and set clear timelines and milestones for each. Once you’ve done that, you should regularly review and adjust this plan with your supervisor to ensure that you remain on track.

Of course, it’s unlikely that you’ll stick to your plan 100% of the time (there are always unexpected twists and turns in a research project. However, this plan will lay a foundation for effective collaboration between yourself and your supervisor. An imperfect plan beats no plan at all.

Gantt chart for a dissertation

4. Engage with problems proactively

One surefire way to quickly annoy your advisor is to pester them every time you run into a problem in your dissertation or thesis. Unexpected challenges are par for the course when it comes to research – how you deal with them is what makes the difference.

When you encounter a problem, resist the urge to immediately send a panicked email to your supervisor – no matter how massive the issue may seem (at the time). Instead, take a step back and assess the situation as holistically as possible. Force yourself to sit with the issue for at least a few hours to ensure that you have a clear, accurate assessment of the issue at hand. In most cases, a little time, distance and deep breathing will reveal that the problem is not the existential threat it initially seemed to be.

When contacting your supervisor, you should ideally present both the problem and one or two potential solutions . The latter is the most important part here. In other words, you need to show that you’ve engaged with the issue and applied your mind to finding potential solutions. Granted, your solutions may miss the mark. However, providing some sort of solution beats impulsively throwing the problem at your supervisor and hoping that they’ll save the day.

Simply put, mishaps and mini-crises in your research journey present an opportunity to demonstrate your initiative and problem-solving skills – not a reason to lose your cool and outsource the problem to your supervisor.

5. Navigate conflict like a diplomat 

As with any partnership, there’s always the possibility of some level of disagreement or conflict arising within the student-supervisor relationship. Of course, you can drastically reduce the likelihood of this happening by implementing some of the points we mentioned earlier. Neverthless, if a serious disagreement does arise between you and your supervisor, it’s absolutely essential that you approach it with professionalism and respect . Never let it escalate into a shouting contest.

In practical terms, it’s important to communicate your concerns as they arise (don’t let things simmer for too long). Simultaneously, it’s essential that you remain open to understanding your supervisor’s perspective – don’t become entrenched in your position. After all, you are the less experienced researcher within this duo.

Keep in mind that a lot of context is lost in text-based communication , so it can often be a good idea to schedule a short call to discuss your concerns or points of contention, rather than sending a 3000-word email essay. When going this route, be sure to take the time to prepare a clear, cohesive argument beforehand – don’t just “thought vomit” on your supervisor.

In the event that you do have a significant disagreement with your advisor, remember that the goal is to find a solution that serves your project (not your ego). This often requires compromise and flexibility. A “win at all costs” mindset is definitely not suitable here. Ultimately, you need to solve the problem, while still maintaining the relationship .

If you feel that you have already exhausted all possible avenues and still can’t find an acceptable middle ground, you can of course reach out to your university to ask for their assistance. However, this should be the very last resort . Running to your university every time there’s a small disagreement will not serve you well.

Communicate your concerns as they arise and remain open to understanding your supervisor's perspective. They are the expert, after all.

Recap: Key Takeaways

To sum up, a fruitful student-supervisor relationship hinges on clear role definition , effective and regular communication , strategic planning , proactive engagement , and professional conflict resolution .

Remember, your dissertation supervisor is there to help you, but you still need to put in the work . In many cases, they’ll also be the first marker of your work, so it really pays to put in the effort and build a strong, functional relationship with them.

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Choosing a Dissertation Advisor

Introduction.

While some graduate groups may assign an advisor to a student upon admission to the program, in many graduate groups the responsibility for finding a dissertation advisor rests with the student. The choice of a faculty member who will supervise the dissertation work required to fulfill degree requirements is one of the most critical decisions a graduate student will make. A student will spend several years working with the faculty member of choice, and that choice will significantly affect the direction of the student’s career. Choosing a dissertation advisor, therefore, is an extremely important decision for doctoral students, although it is not immutable, as will be discussed later.

A student undertaking dissertation work needs an advisor who will be not only academically competent in a particular area but also willing to act as the student’s advocate when necessary. It is important that the student be able to work and communicate effectively with the advisor and not feel overwhelmed or intimidated in the relationship. Dissertation work can be lonely and isolating, and support from an advisor can be a crucial connection.  Each student requires the guidance of someone who will stimulate thought, who has sufficient interest in the student’s topic to produce new insights jointly, and who will challenge the student to think in a novel manner about the research.

Obtaining Information on Potential Advisors

Advisors generally serve as the dissertation supervisor. Students should be familiar with the University rules about who can supervise dissertation research and serve on a dissertation committee.  Several resources and strategies can help students identify an appropriate faculty advisor, as follows.

The graduate group website or handbook is a valuable source of information on potential advisors. Many graduate groups have developed websites that profile affiliated faculty members, including their areas of research, recent publications, and other academic activities. Literature searches can provide further information on the publications and preferred journals of particular faculty members. The graduate group chair can also provide valuable advice on potential advisors and can help students to become familiar with any specific graduate group policies on supervision.

Students can get to know potential advisors by taking a course, doing a lab rotation, acting as a teaching assistant, and/or attending seminars and other presentations by the faculty member.

Graduate students currently working with the potential advisor are an invaluable source of information. Students who are working or have worked with a particular advisor can be asked about their experience with that advisor and about the advisor’s expectations and working methods. Getting to know these students is also useful because anyone choosing to work with a faculty advisor would likely have close, future interactions with their students. Talking to multiple students is always encouraged given the possibly strong and differing opinions one might hear.

Students should make an appointment to meet potential advisors. Meeting a potential advisor is an essential step in determining whether a faculty member would be a good fit in terms of mentoring and interpersonal style and research interested. The following is a list of issues that might be covered in such a meeting: 

  • How many graduate students do you advise? (Students may not want to pick a faculty member who has too many students already.)
  • Typically, how often do you meet with your students?
  • Typically, how much time do you expect students to take to complete their dissertation?
  • How will we agree upon my research topic?
  • Are there sufficient funds available for the research project?
  • What will be the sources of my stipend/funding? What are ways you can provide assistance for finding additional funding if/when my stipend expires?
  • What level of independence is expected of your graduate students?
  • Is there any specific knowledge I need to have before starting to work with you?
  • Will I have the opportunity to attend conferences? Publish papers? Present work at colloquia? Are there funds available for me to do so?
  • Are you planning a sabbatical leave soon? If so, what arrangements for continued supervision will be made during your absence?
  • What opportunities would I have in this area of research when I graduate?
  • How do you typically assist students on the job market?
  • Will guidelines be drawn up for working together?
  • How will I receive feedback on my progress?

These questions are designed to help the student and the potential advisor determine whether a good match exists. Where appropriate, the student may also want to ask about the order of authorship on publications and intellectual property issues.

For students who are able to pick an advisor, the choice of a dissertation advisor is a decision to be made with a great deal of care and consideration. Discussion of the topics listed above will also give faculty members a sense of what students expect in terms of meetings, feedback, turn-around time on submitted work, etc. Taking time to explore these issues should result in a productive relationship for both student and advisor that culminates in a dissertation of original research, completed within a reasonable period of time.

Changing Advisors

There may be situations in which a student must change advisors. Some situations are beyond the student’s control; for example, when an advisor leaves the University or otherwise becomes unavailable. In other situations, the student may want to choose a different advisor; for example, if the focus of the research project changes to something outside of the current advisor’s expertise, or if work styles do not mesh well.

In these latter situations, students should understand that while there can be risks in changing advisors, it usually can be negotiated in a positive manner. Students deciding to change advisors should be sure to consult the graduate group for any specific policies and procedures that apply and be sure to ascertain if funding may change under a new advisor. Students should always be professional and respectful in interactions with the current advisor and potential new advisor and be certain that the proposed new advisor is willing and able to add them as a new advisee before discussing such a change with the current advisor. Students should focus discussions on interests and goals and not on negative incidents or difficulties. The potential new advisor, as well as leaders or other members of the graduate group, may have advice regarding how to broach this change with the current advisor.

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Advising guide for research students.

Success as a graduate student is a shared responsibility between students and faculty. For research students, the relationship with your research advisor, also known as your special committee chair, is extremely important. 

Your responsibility to identify and choose an advisor is one of the most critical tasks you have early in your graduate school career. It’s an opportunity to meet and get to know faculty in your field, to assess your needs for support and supervision, and to collaboratively define your goals, values, and strategic plan for your academic and professional career.

Graduate School Requirement

At Cornell, the faculty advisor in research degree programs is referred to as the special committee chair.

Doctoral students have a special committee of at least three Cornell faculty, which includes the special committee chair and two minor committee members.

Master’s students have a special committee of at least two Cornell faculty, which includes the special committee chair and one minor member.

For both doctoral and master’s degree students, the special committee chair must be a graduate faculty member in the student’s own field.

Definition of an Advisor

Advising  and  mentoring  are often used interchangeably, but understanding the distinctions is important as you choose an advisor.

Advisor Responsibilities

  • Guides you in meeting the requirements and expectations for your degree
  • Required coursework
  • Exams required by the graduate field or the Graduate School
  • Research proposal/prospectus
  • Research project
  • Thesis or dissertation
  • Writes informed letters of recommendation for your job applications
  • May be a valued colleague or collaborator after you graduate

Mentor Responsibilities

  • Provides support and guidance that extends beyond scope of advising
  • Demystifies the structure, culture, and unstated expectations of graduate education
  • Expands your professional network by introducing you to others
  • Provides nominations for awards or other recognitions
  • Brings job opportunities to your attention and writes letters of recommendation as you apply for jobs
  • Advocates for you within the graduate program and discipline
  • May serve as a role model and source of inspiration
  • May become a colleague and peer in your discipline and may continue serving a mentoring role

Finding an Advisor

When do i select my first advisor.

At Cornell, the process for obtaining your first advisor varies by field.

Your faculty advisor may be assigned prior to your arrival or you may begin your program with a faculty member you met during the application process.

In some graduate fields, the faculty director of graduate studies (DGS) advises all incoming students. This provides you with time to get to know faculty in your field. By the end of the first semester or year (varying by field), it’s expected that you will have identified your own, long-term advisor. 

In fields where students apply to study with a specific faculty member (rather than do rotations and choose a lab or research group and advisor), you will have chosen an advisor prior to arriving on campus.

You can begin initial conversations about expectations and the advising relationship with your new advisor prior to the start of your program via email.

Start your graduate study and research with clear expectations and thoughtful communication about your plans for an effective advising relationship and success in graduate school.

How do I find an advisor? 

Meet and get to know faculty in your courses and in graduate field seminars and other events.

Talk to advanced students about their experiences and perceptions of the faculty in your programs and ask questions about possible advisors:

  • How would you describe their approach to advising?
  • What can you tell me about their work style?
  • What can you tell me about their research interests?
  • How good are their communication skills?
  • How clear are their expectations for their graduate students?
  • Do they use timeliness in reviewing their students’ writing and their approach to giving feedback?
  • How available are they to meet with their graduate students?

After you have gathered information, make an appointment to meet with a potential advisor.

Possible Questions

  • Is there a typical timeline you encourage your students to follow in completing their degree programs?
  • How often do you meet with your students at different stages of their graduate program? (For example, during coursework, research, and writing stages)
  • What are your expectations for students to make conference presentations and submit publications?
  • What are your authorship policies? (This is especially relevant in fields where there is collaborative research and publishing involving the student and advisor or a group of students, postdocs, and faculty.)
  • How soon should I identify my research project?
  • How do you describe the degree of guidance and supervision you provide with regards to your students becoming more independent in their research and scholarship?
  • If you are joining a lab or research group: What are the sources of funding for this research? Are there any new or pending research grants?
  • How many of your students seek, and secure, external funding? What are your expectations for students to apply for external fellowships?
  • Do you have a statement of advising you can share that lists our respective responsibilities and clarifies mutual expectations?
  • What’s your advice on how students can manage what they find to be the biggest challenges in their graduate program?

Add other questions to your list based on your own needs and specifics of your program, such as questions about specialized equipment, lab safety, travel to field sites, support and accommodations for special health needs, communication during a faculty member’s sabbatical, funding in fields where there are fewer fellowships and research grants, etc.

Getting Other Mentoring Needs Met

How do i find other mentor(s) .

You may find one faculty member who can serve as both advisor and mentor, but that’s not always the case.

Consider identifying and cultivating additional mentors if that is the case. 

Suggestions on where to look for a mentor:

  • The minor members of your special committee
  • A faculty member who is not on your committee, and perhaps not even in your graduate field
  • Peers and postdoctoral fellows who have knowledge and experience in pertinent issues

No one mentor can meet all your needs.

Good mentors have many emerging scholars they are working with and many other demands on their time, such as teaching, research, and university or professional service. They also may not have all the expertise you need, for example, if you decide to search for jobs in multiple employment sectors.

Develop a broad network of mentors whose expertise varies and who provide different functions based on your changing needs as you progress from new student to independent scholar and researcher.

NCFDD offers a webinar, “ Cultivating Your Network of Mentors, Sponsors, and Collaborators “, which students can view after activating a free NCFDD membership through Cornell.

Maximizing the Advising Relationship

A successful relationship with your advisor depends on several different factors and varies with needs and working styles of the individuals. Some of these factors are under your control. But some are not. 

Suggestions for Building a Successful Advising Relationship

  • Identify what you need from an advisor.
  • Communicate clearly and frequently with your advisor to convey your questions, expectations, goals, challenges, and degree progress. Follow up verbal communication and meetings with an email detailing your understanding of what you both agreed to and next steps.
  • Update your written academic plan each semester or whenever major changes or adjustments are needed.
  • Consider including your plans to write competitive fellowship applications and co-authored grant proposals.
  • Consider including  plans for professional development  that support your skill-building objectives and career goals.
  • Recognize that you and your advisor have distinct perspectives, backgrounds, and interests. Share yours. Listen to your advisor’s. There is mutual benefit to sharing and learning from this diversity.
  • Work with your advisor to define a regular meeting schedule. Prepare and send written materials in advance of each meeting. These could include: your questions, academic and research plan and timeline, and drafts of current writing projects, such as fellowship applications, manuscripts, or thesis/dissertation chapters.
  • Be prepared to negotiate, show flexibility, and compromise, as is important for any successful relationship.
  • Be as candid as you are comfortable with about your challenges and concerns. Seek guidance about campus and other resources that can help you manage and address any obstacles.
  • Reach out to others for advice. Anticipate challenges and obstacles in your graduate degree program and their impact on the advising relationship.

Be proactive in finding resources and gathering information that can help you and your advisor arrive at solutions to any problems and optimize your time together.

Making Use of Meetings

First meetings.

Your first meeting sets the tone for a productive, satisfying, and enduring relationship with your advisor. Your first meeting is an opportunity to discuss expectations and to review a working draft of your academic plan.

Questions to ask about expectations

  • What do your most successful students do to complete their degree on time?
  • How often do you want us to meet?
  • May I send you questions via email, or do you prefer I just come to your office?
  • Would you like weekly (biweekly? monthly?) updates on my research progress?
  • Do you prefer reviewing the complete draft of a manuscript or may I send you sections for feedback?
  • After each meeting, I’ll make a list of what we each agreed to do before our next meeting, to help me keep moving forward with my research. Would you like a copy of that list, too, via email?

Draft Academic Plan

Prepare and bring a draft plan that outlines your “big picture” plans for your coursework, research, and writing, as well as an anticipated graduation date. (Or, email in advance with a message, such as, “I’m looking forward to meeting with you on [date] at [time], [location]. In advance, I’m sending a copy of my academic plan and proposed schedule for our discussion.”)

Contents of the plan

  • Include the requirements and deadlines of your degree program. (This is information you should be able to find online or in your program’s graduate student handbook.)
  • Include a general timeline indicating when you plan to meet requirements for courses or seminars, any required papers (such as a second-year paper), exams required by the graduate field (such as the Q exam) or by the Graduate School (the A exam and the B exam for research degree students).
  • If your graduate field has a specific set of required courses, indicate the semester you may complete each of them, and be open to suggestions from your advisor.
  • If your field does not have required courses, have some idea about the courses you are interested in taking and solicit input and suggestions from your faculty advisor.

Subsequent Meetings

Use each subsequent meeting as an opportunity to update your written academic plan and stay on track to complete your required papers and exams, your research proposal or prospectus, and the chapters or articles that comprise your thesis or dissertation.

In later meetings, you can elaborate on your general initial plan:

  • Adding specific coursework or seminars
  • Add professional development opportunities that interest you (workshops, dissertation writing boot camp, Summer Success Symposium, Colman Leadership Program, etc.)
  • Include intentions to participate in external conferences and travel to research sites
  • Identify a semester or summer when you would like to complete an internship.

Your written plan is also important to document what your advisor has agreed to, especially when the deadline to submit a manuscript or your thesis is looming and you are awaiting feedback or approval from your advisor. Use a combination of oral and written communications to stay in touch with your advisor, establish common expectations, and mark your progress toward degree completion.

Meeting Frequency

The frequency of meetings between advisors and advisees varies by field and individual. Assess your own needs and understand your advisor’s expectations for frequency of communication (in person and via email).

  • Does your advisor like to provide guidance each step of the way so that he or she is aware of the details of everything you are doing?
  • Does your advisor want you to launch your work more independently and report back at pre-determined or regular intervals?
  • What do you need to be productive? Are you ready to work more independently?

Be proactive in seeking information. Explicitly ask how often your advisor usually meets with new students and how the advisor prefers to be updated on your progress in between meetings. Ask your peers how frequently they meet with their advisor and whether this has changed over time.

There will be disciplinary differences in meeting frequency.

  • In humanities and in some social sciences, where library, archive, and field research take students away from campus, maintaining regular communication is essential, including through scheduled meetings, whether in-person or virtual.
  • In life sciences and physical sciences and engineering, students often see their advisors daily in the lab or meet as a research group about externally funded projects; these regular check-ins and conversations may replace formal meetings. Make sure that you are also scheduling one-on-one times to talk about your broader goals and academic and career planning progress, however.

Some of your decisions about meeting frequency will be informed by talking to others, but much of it you learn through experience working together with your advisor. Even this will  change over time  as you become a more independent researcher and scholar. Communicate with your advisor regularly about your changing needs and expectations at each stage of your graduate career.

Resolving Conflict

In any relationship, there can be conflict. And, in the advisor-advisee relationship, the power dynamic created by the supervision, evaluation and, in some cases, funding role of your advisor can make conflicts with your advisor seem especially high.

You have options, however, including:

  • Code of Legislation of the Graduate Faculty
  • Campus Code of Conduct
  • Policy on Academic Misconduct
  • Research Misconduct
  • Graduate School Grievance Policy
  • Intellectual Property policies
  • Graduate Student Assistantships (Policy 1.3)
  • Talking with your advisor to clarify any miscommunication. Cornell University’s Office of the Ombudsman , one of the offices on campus that offers confidentiality, can also assist you by talking through the issue and helping you gather information you need before you speak directly with your advisor.
  • Speaking with someone in the Graduate School, either the associate dean for academics ( [email protected] ) for academic issues, or the associate dean for graduate student life ( [email protected] ) for other issues. These deans will listen, offer advice and support, and coach you through any conversation you might want to have with your advisor. Together, you can brainstorm possible solutions and evaluate alternative plans for resolution.
  • Touching base with your director of graduate studies (DGS) – if this person is not also your advisor – to talk to about policies and possible solutions to the conflict.
  • Soliciting peer advice. Discuss strategies for managing and resolving conflict with your advisor. “Do you have any suggestions for me?” “Have you ever had an issue like this…?” can be effective questions.
  • Identifying a new advisor if the conflict can not be resolved. Your DGS can help with this, and the Graduate School (as above) can help as well.

The National Center for Faculty Development and Diversity offers a webinar, “ How to Engage in Healthy Conflict “, which students can view after activating a free NCFDD membership through Cornell.

Changing Advisors

On occasion, students find that they need or want to change their advisor. An advisor can resign as the student’s special committee chair/faculty advisor. The  Code  of Legislation of the Graduate Faculty describes the rights and responsibilities of students and faculty in each of these situations.

Typical reasons to seek a new advisor include:

  • Research interests that veer from the faculty’s expertise or ability to fund a certain project
  • Your advisor retires or resigns from the university or takes an extended leave of absence for personal or professional reasons
  • Differences in goals, values, or an approach to work or communication style that can’t be resolved
  • Serious issues, involving suspected inappropriate behavior, questionable research conduct, or alleged bias, discrimination, or harassment

If you are considering changing advisors:

  • Talk to a member of your committee, your director of graduate studies (DGS), or someone in the Graduate School about the proposed change. Some issues, such as funding, require timely attention.
  • Identify other faculty members who could serve as your advisor, then meet with one or more of them. The goal is to decide together if you are a good fit with their program. Tips: Discuss or rehearse this conversation with a trusted person, especially if there were issues with your last advisor. Be transparent about these issues and address them going forward with a new advisor. Often prospective advisors are more willing to take on a new graduate student who conveys genuine enthusiasm for their area of study rather than a student who seems to be looking for a way out of a current advising relationship that has gone sour.
  • Consider how and when to inform your advisor if you plan to change advisors. Be professional and respectful. Thank your advisor for past support and guidance. Don’t damage, or further damage, the relationship.
  • Your DGS, if appropriate
  • Office of the University Ombudsman
  • Graduate School’s associate dean for graduate student life ( [email protected] )
  • Graduate School’s associate dean for academics ( [email protected] )

Forms: 

  • Use Student Center if you are changing your advisor before your A exam (for Ph.D. students).
  • Use the Post A Committee Change Petition form for changes after the A exam. More information is available on the Graduate School’s Policy pages .

Challenges and Potential Solutions

All good relationships take work. To navigate an advising relationship successfully over time, you should familiarize yourself with some common challenges and possible actions to take.

Challenge: Mismatch in communication needs or style

One example of a communication challenge in an advising relationship is when you want input along the way during a writing project, but you have an advisor who prefers to wait to comment on a complete written draft.

Some possible steps to address this might be to talk to peers about they have handled this in their relationship with their advisor or to explain to your advisor how his or her input at this earlier stage will help speed you along toward having a complete draft for review. It’s important in communicating with your advisor to show that you understand what alternative they are proposing and why (e.g., “I understand that …”).

Challenge: Advisor unavailable or away

Your advisor might be away from campus for a semester or more to conduct research or take a sabbatical leave. Or when a grant proposal deadline or report is looming, your advisor might be less available. Maybe you’ve emailed your advisor several times with no response.

Planning and stating in advance what you need, such as feedback on a manuscript draft or signatures on a fellowship application, can help your advisor anticipate when you will have time-sensitive requests. Making plans in advance to communicate by email or video conference when either of you will be away from campus for a longer period of time is another useful strategy. Your director of graduate studies (DGS) and other faculty who serve as special committee members can also provide advice when your advisor is unavailable.

Challenge: Misaligned expectations

You are ready to submit a manuscript for publication. Your advisor says it needs much more work. Or you begin your job search, applying to liberal arts colleges with very high reputations, or schools in your preferred geographic location, but your advisor insists that you should apply for positions at top research universities.

Discussing your needs and expectations early, and often, in the advising relationship is essential. Get comfortable, and skilled, advocating for yourself with your advisor. Use the annual  Student Progress Review  as an opportunity to communicate your professional interests and goals with your advisor. Use multiple mentors beyond your advisor to get advice and expertise on topics where you need a different perspective or support.

Sometimes challenges can become opportunities for you to develop and refine new skills in communication, negotiation, self-advocacy, and management of conflict, time, and resources. For example, although you might feel abandoned if your advisor is unavailable for a time, even this potentially negative experience could become an opportunity to learn how to advocate for yourself and communicate about your needs and perceived difficulties in the relationship.

Advising Resources

Graduate School deans and directors  are available to answer academic and non-academic questions and provide referrals to useful resources.

Counseling and Psychological Services  (CAPS) staff offer confidential, professional support for students seeking help with stress, anxiety, depression, grief, adjustment challenges, relationship difficulties, questions about identity, and managing existing mental health conditions.

Let’s Talk Drop-in Consultations  are informal, confidential walk-in consultations at various locations around campus.

External Resources

University of Michigan Rackham, How to Get the Mentoring You Want  

Laura Gail Lunsford & Vicki L. Baker, 2016, Great Mentoring in Graduate School: A Quick Start Guide for Protégés

Michigan State University, Guidelines for Graduate Student Advising and Mentoring Relationships  

Michigan State University, Graduate Student Career and Professional Development  

Template for Meeting Notes

Adapted and expanded from Maria Gardiner, Flinders University © Flinders University 2007; used with permission and published in  The Productive Graduate Student Writer  (Allen, 2019). Used here with permission of the author and publisher.  

Use this template for making notes to help you plan for a productive meeting with your advisor, keep track of plans made, and clearly identify next steps that you’ll need to take to follow up on what you discussed.

Mentoring Resources

Graduate school programs focused on mentoring, building mentoring skills for an academic career.

Develop and enhance effective communication and mentorship skills that are broadly transferrable to all careers. Offered by Future Faculty and Academic Careers.

Graduate and Professional Students International (GPSI) Peer Mentoring Program

Share lessons learned as a new international student at Cornell as a peer mentor with new international student peer mentees. Offered by the GPSI in collaboration with the Graduate School Office of Inclusion and Student Engagement.

Graduate Students Mentoring Undergraduates (GSMU)

Share knowledge with and provide support to undergraduate students interested in pursuing further education. Offered in collaboration with the Office of Academic Diversity Initiatives (OADI).

Multicultural Academic Council (MAC) Peer Mentoring Program

Develop strategies to excel academically and personally at Cornell and beyond as a peer mentee or share strategies as a peer mentor. Offered by MAC in collaboration with the Graduate School Office of Inclusion and Student Engagement.

NextGen Professors Program

Learn from faculty in Power Mentoring Sessions and prepare for careers across institutional types. Offered by the Graduate School Office of Inclusion and Student Engagement and Future Faculty and Academic Careers.

Graduate School Programs with a Mentoring Component

Graduate school primer: navigating academia workshop series.

Program for new students on navigating graduate school with sessions on mentoring.

Perspectives: The Complete Graduate Student

Program for continuing students on common issues with some sessions on mentoring.

GPWomeN-PCCW Speaker Series

Series for all students featuring talks by Cornell alumnae with an occasional mentoring focus.

Future Professors Institute

One-day event featuring workshops and guest speakers with occasional mentoring focus.

Intergroup Dialogue Project (IDP)

Peer-led courses blending theory and experiential learning to facilitate meaningful communication with occasional mentoring focus.

Building Allyship Series

Series for the campus community featuring panels designed for productive dialogue with occasional mentoring focus.

Institutional Memberships

Center for the integration of research, teaching, and learning (cirtl) network.

Access to resources on teaching and research mentoring.

Access to career development and mentoring resources.

New York Academy of Sciences (NYAS)

Access to resources, including webinars and articles on mentoring.

Mentoring Programs Across Campus

Give and receive advice as part of a peer mentoring program for all College of Engineering students. Offered by the College of Engineering Office of Inclusive Excellence.

Mi Comunidad/My Community

Peer mentoring program run by graduate and professional students affiliated with the Latin@ Graduate Student Coalition (LGSC) and supported by the Latina/o Studies Program (LSP) and Latina/o/x Student Success Office (LSSO) at Cornell University.

Additional Resources:

  • Mentoring and Leadership Tips from Graduate School Programs
  • Cornell University Office of Faculty Development and Diversity – Resources for Mentors and Mentees
  • Careers Beyond Academia LibGuide
  • National Research Mentoring Network

Graduate School Articles on Mentoring:

  • Alumna Addresses Importance of Mentoring
  • Becoming Better Mentors Through Workshop Series
  • August Offers Mentoring Advice
  • ‘A Better Chance of Providing Access’: Future Professors Institute Fosters Inclusivity

Virtual Training and External Resources

  • How to Get the Mentoring You Want: A Guide for Graduate Students – University of Michigan, Rackham Graduate School
  • The Science of Effective Mentorship in STEMM – National Academies of Sciences, Engineering, Medicine
  • Mentor Training: Online Learning Modules – University of Minnesota Clinical and Translational Science Institute
  • Mentor Curricula and Training: Entering Mentoring – Center for the Improvement of Mentored Experiences in Research

For other resources, view the Advising Guide for Research Students.

If there is anything not included on this list that we should consider, please send the information and a link to [email protected] .

Social Sciences


The process of selecting a dissertation adviser can be accomplished in a number of ways. The importance, however, of this process should not be understated. This relationship between adviser and advisee often can be the difference between completing or not completing the dissertation. This research study looked at the selection process of a dissertation adviser from both a theoretical as well as practical perspective in a fast-track three-year doctoral leadership program at a medium size university in the United States.The methodological approach utilized a single focus group along with follow-up discussion with doctoral students. Recommendations are offered as to ways of addressing the problem or disconnect in the adviser selection process.

The subject of selection of an adviser in a Ph.D. program has been examined as part of a variety of studies looking at doctoral education, with some of those studies concentrating on the role of the adviser (Barnes & Austin, 2009; Gardner, 2013; Jaeger, Sandman, & Kim, 2011; Joyce, 2016; Kim, 2007; Noy & Ray, 2012; Schlosser & Kahn, 2007­­) and other studies focusing on faculty members serving as mentors to doctoral students (Gearity &Mertz, 2012; Holley & Caldwell, 2012; Linden, Ohlin, & Brodin, 2013) and still other researchers looking to determine whether the title of adviser or mentor even matters when faculty support doctoral students (Brabazon, 2016; Titus & Ballou, 2011).

This area of study lacks an extensive body of literature focusing on the subject of dissertation adviser selection, leaving open the question as to how doctoral candidates should best choose an adviser. Some researchers note that doctoral programs may vary, but central to all of them is the adviser-advisee role (Barnes & Austin, 2009; Gearity &Mertz, 2012; Martinsuo & Turkulainen, 2011). Killeya (2008) provided a variety of first considerations in choosing an adviser with most of these focusing more on the personal attributes of the person of choice. Adams and Ram (1992) also looked at the selection process and narrowed their focus to time, experience, research background, and again mainly personal attributes. This notion of the importance of personal attributes and interests of the adviser seemed consistent with some authors, but not with all, with Schlosser and Kahn (2007) finding, “factors other than interest agreement contribute to the quality and valence of the adviser alliance (p. 216).

The focus of this paper is on examining what methods are used in the selection process and what might be the preferred method of choice for aspiring dissertation candidates. Hence, the research questions that this research seeks to answer are: Given that doctoral students in a fast-track, executive program in educational leadership are asked to select an adviser at the beginning of their second year of formal study, is this selection process flawed since most of these doctoral students appear to rely more on familiarity with members the doctoral faculty rather than more salient qualities of members the doctoral faculty? Also, can a framework be developed, supported by the literature, which can assist institutional development of a framework to assist in the successful pairing of doctoral students with supportive doctoral faculty? The importance of helping institutions refine this process is important, yet too often unrecognized when “fewer than half of faculty members report having policies or guides on advising doctoral students with only a quarter reporting having received any training in how to be an adviser” (Titus and Ballou, 2013, p. 1274).

Although on the surface the process of pairing doctoral students with faculty may seem both simple and somewhat harmless, it can be a very difficult and challenging experience for a doctoral student. As noted by Sangganjanavanich and Magnuson (2009), “just as doctoral students often learn how to write a dissertation by writing a dissertation, they may learn about the long-term implications of adviser selection during or after the selection process” (p. 195). Both doctoral faculty and doctoral students are asked to develop a unique relationship based on what could be very different styles of managing research, providing feedback and communication, and developing trust and understanding.

Other considerations might be faculty research agendas, background of experience, and assigned adviser roles. The increase in international doctoral students and the needs those students have adds additional variables, further complicating the process (Kim, 2016; Knox, Sokol, Schlosser, Inman, Nilsson, & Wang, 2013). This topic becomes increasingly important as new fast-track, three year executive programs continue to grow in higher education and as the traditional doctoral graduate student who teaches classes and is vested with the doctoral faculty has been replaced by the part-time doctoral student who holds a full-time position in the workforce. Part-time doctoral students have time and access-to-faculty restrictions that traditional doctoral programs of the past did not have, at least not to the extent of the fast-track doctoral programs of today (Murakami-Ramalho, Militello, & Piert, 2013).

One of the authors of this study directs an executive-type fast-track doctoral program in management and leadership and has done so for over ten years. As part of this study the researchers will include some of the problems and concerns he and candidates in the program have experienced related to the selection process of advisers. Too often the adviser selection process becomes a quick and arbitrary way of assigning advisers while meeting contractual teaching assignments. Based on interviews with many of the candidates and a gap in the related literature, it is the intent of this study to illuminate this issue for those interested in the adviser selection process. Recommendations will be made based on the data that might offer ways to improve the adviser selection process.

The importance of the dissertation adviser relationship is clearly recognized in the literature and can be summarized by Barbazon’s (2016) statement, “the most important decision a doctoral candidate makes is the selection of supervisor, because they can enable, assist, warn, frame and improve the topic” (p. 16). When discussing the development of doctoral students in Educational Administration programs, Murakami-Ramalho, Militello, and Piert (2013) go beyond the students effort during doctoral work as a determining factor of student success, concluding that “competence, confidence and capacity to understand and utilize research depended on the educational administration students’ focus on building technical skills as well as program and faculty support structures” (p.270).

Holley and Caldwell (2012) further advance the importance of the institution’s responsibility in the success of doctoral student support adding, “the design and implementation of a successful doctoral mentoring program is dependent on several factors including … the administrative willingness to coordinate the initiative” (p.253). Stark (2013) held with the notion there is not a right or wrong way to select a dissertation adviser. At her institution, an initial interim adviser was in place until a permanent adviser would be named. This approach would seem to address the time element for selection, but really lacked the more practical needs of fast-track doctoral programs.

To illustrate, many fast-track executive-type doctoral programs have a pre-designed three-year window for completion with most frontloading research methods during year one followed by selection of the adviser and the start of the dissertation in the beginning of year two (Hineman & Semich, 2013, Murakami-Ramalho, Militello, & Piert, 2013). Given the emphasis on content as a part of methods in year one, an initial interim adviser would not be feasible. Holman (2015) argued that funding as a part of research should be a consideration. However, funding is more associated with doctoral research that is more directed to traditional programs that are more longitudinal in nature.

One thing is certain, students must be a part of this selection process of their adviser (Phillips & Pugh, 2000, Murakami-Ramalho, Militello, & Piert, 2013). Further, it is important that students have a working knowledge of the faculty who are available to oversee the dissertation and that those who are advising dissertations have both the time and expertise to work with a doctoral candidate. Herzig (2002) stated that the doctoral student relationships with their advisers are critical to student success and from the negative side, can be detrimental in terms of attrition. Stark (2013) focused more on the adviser-advisee relationship in terms of common interest with emphasis on serving as a professional future reference. Hence, this relationship is based on mutual interests relative to topic and method of research. Bieber and Worley (2006, 2010) looked more toward an apprenticeship model where the doctoral student served more in an apprentice role with a teaching mentor.

Collins, Holum, and Brown (1991) proposed the idea of a between student and adviser/mentor having four main aspects; , , , and . Content is what must be known to be able to do the work, methods are the ways students develop their craft, sequencing is the order of the coursework, and sociology relate to the social aspects of the learning environment. Cognitive apprenticeship is an approach that emphasizes the mentoring process in a master/apprentice relationship. Ghefali (2003) expanded the Methods section of the cognitive apprenticeship model to include six specific areas; , , , , , and n. Taking into consideration this expansion of the idea of cognitive apprenticeship might serve well as a means of connecting an experienced faculty member with an apprentice doctoral student (Hineman & Semich, 2013).

Scaffolding the various stages of the dissertation process and coaching students to adhere to rigorous research methods and modeling technical aspects of academic writing are components of an expanded perception of the cognitive apprentice model applied to doctoral education, as well as emphasizing the need for articulation and reflection during the dissertation process. This expansion of the cognitive apprenticeship model also helps to support the notion that additional mentors can also play a role in the form of committee members’ contribution to the dissertation process. In short, the dissertation is as much a learning process as it is a product which supports the notion that finding an effective faculty mentor/teacher may be important in selecting an adviser. As Barbazon (2016) states, “in many ways, doctoral education is configured through a series of intimate, intense series of tutorials that runs over three years” (p. 17).

Establishing a strong relationship between adviser and advisee is paramount in making the dissertation process work in any doctoral program. Zhao, Golde, and McKormick (2007) examined ways in which this strong relationship might occur. The dynamics of this relationship inevitably seemed to point toward the student selection process. In this case, doctoral students assume the responsibility for selecting an adviser who they feel most comfortable. Sounds logical, however, it may be that the choice is rooted in popularity among doctoral faculty or the actions of some faculty to actively recruit prospective doctoral students since many schools provide a stipend or course reduction for those faculty who supervise a doctoral dissertation. Valian (1999) suggested that if there is not a systematic process in place for adviser selection, this may lead to a number of issues. Bias among faculty, frustration among doctoral candidates, and scheduling irregularities in terms of course load are just a few that may surface.

It is also important to place the importance of the relationship between adviser and advisee is a unique, complex social system that is subject to constant change. As such, this research has identified actor-network theory devised by Michel Callon in 1982 as a means to further understand the complexity of the relationship. Actor-network theory is also a possible descriptive way of telling how “relations assemble or don’t” (Law, 2007, p. 2). In simple terms, the Actor-network theory looks at relations between individuals (actors) and things (dissertation) in a complex network.

An adviser or committee members who experienced frustration or issues within their own personal dissertation team network may manifest similar actions in other advisee-adviser relationships. This adviser-advisee relationship can also be subject to change through the number of actors who may serve as committee members and are evaluating student work, the impact of policy and standards as a part of the program, the possible travel limitations for meeting and library time, lack of knowledge of various technological tools and software that may be beneficial, and the competitive interactions between cohort members who are completing at various stages of their dissertation. In addition, in the fast-track, executive-type doctoral programs, most, if not all students, are working full-time jobs and many have family responsibilities. Thus, work and personal issues can interfere with how relationships can be subject to change in the program.

In summation, cognitive apprenticeship as a theory of advisee mentoring and Actor-network theory as a way of examining how relationships assemble or don’t assemble with advisers and advisees in the dissertation process are some of the theoretical underpinnings to a better understanding of the selection of a dissertation adviser. Much of the limited research supports student selection although some programs support administrative selection. Focus on approaches for adviser selection also varies and, in some cases, seem somewhat ambiguous.

This paper examines the selection process through two channels: the review of the rather limited amount of related literature, and through the lens of doctoral students directly involved in the dissertation adviser process. The various methods of adviser selection from the literature review show a convoluted array of choices that are employed by doctoral students. In short, the research supports the fact that the relationship between adviser and advisee is important and should be the choice of the student. However, there is little agreement primarily because most of the past research does not draw a distinction between a traditional doctoral program and a fast-track, executive type program.

Early discussions with a member of the research team who directs a fast-track doctoral leadership program made it apparent to the research team that most of the issues that surfaced during the second and third years of that program were somehow related to the adviser/student relationship. Therefore, this research study followed a qualitative approach using a preliminary focus group discussion focusing on adviser selection for the first year of the program and follow-up interview discussions with individual cohort members after the second year of the program. The intent was to ascertain how students selected an adviser and their reflections regarding the selection process. Denzin and Lincoln (2013) identify present day and future qualitative methodology use as more connected to the evidence-based social movement in the United States. In this case, doctoral students were queried as what qualities they were seeking in an adviser and later reflecting on whether their choice of advisers met their expectations. This was a form of narrative voice since it represented the thoughts and feelings of these doctoral participants. The interview protocol consisted of the following questions:

There were 63 doctoral student participants from three cohorts who participated in this research study. The group was comprised of a diverse group of students that included corporate trainers, teachers, principals, health professionals, and military personnel seeking the leadership terminal degree. Different ages, gender, race/ethnicity were also represented in these doctoral cohorts which has been typical in this program and other similar executive-type doctoral programs. Data were gathered during the monthly Saturday dissertation seminars, which serve as monthly support sessions for the dissertation process and for debriefing students in the program.

All second year students were given faculty profile sheets for the dissertation chair selection process in order to consider the following: courses taught by faculty member, number of dissertation advisements, research interests of faculty, faculty preference of methodology, special interests, and educational background (includes major, minor, and dissertation title). Three weeks after distribution of the forms, second year doctoral students and faculty have an opportunity to meet during an evening buffet dinner to discuss dissertation topics, research agendas, and other relevant information. Students then have the opportunity to meet with faculty or to correspond via e-mail or phone as a follow-up. A week later these doctoral students submit their choices for adviser and provide a prioritized list of three names which gives some degree of administrative latitude in the assignment area. If several students selected the same faculty member, there was some flexibility to assign faculty as committee members. Individual meetings with each doctoral candidate follow and adviser selection is discussed. The director of the program attempted to meet the request of each doctoral candidate and query each of them as to why they chose that faculty member as his or her adviser. In some cases students may be asked to take their second or third choice in this process to meet the faculty load requirements mentioned earlier.

During the second year and third year, there were monthly individual student conferences focused on student progress relative to the dissertation and the adviser/committee relationship. Students had the opportunity to reflect and share information from an individual perspective. It is from these meetings that complaints may surface about adviser communication.

The results of the student selection process with the 63 students were compiled as the final cohort completed all of the requirements for graduation. These recorded notes on all the preliminary group sessions were reviewed as well as the adviser selection sheets for three cohorts. Follow-up interviews were conducted with students during the next two years of formal study. This section will summarize the data from this process and report in a chronological listing categorized in three phases. The first session was the initial group (large focus group); the next involved two student conferences, and finally in the last year there were additional student conferences.

The initial phase of interviews started with each cohort at the end of the first year of coursework. This first year coursework was comprised mainly of research courses, a technology course, and a curriculum course. By frontloading the research courses, students are better prepared to understand and apply research methods. In the large group seminar, procedures were outlined for all candidates. Students were provided with information about what qualities (faculty research agendas, positive working relationships, mentoring styles, areas of expertise, time factors, and others) are important considerations. The question as to what were student interests, concerns, and expectations for an adviser followed. The responses fell into three distinct categories as shown below.

Cohort Familiarity w/Faculty Research of Faculty Past Grad Comments Other
Cohort 8 (8A/8B) 31 15 8 5 3
Cohort 9 18 7 6 4 1
Cohort 10 18 8 6 2 2

This initial phase obviously revealed a stronger emphasis on familiarity among faculty. To further clarify this point, the faculty chosen were those that taught mainly the research methods courses during the first year. Relationships developed among the faculty as did preferences toward methodological choices for the dissertation. The area from these cohorts was the research background and publications of the faculty. Since this Instructional Management/Leadership Ph.D. program serves educators, administrators, health professionals, military, corporate trainers, etc., an administrator would select a faculty member with an administrative background, or a health professional would select a faculty member with a background in the health profession. The last category was a candidate talking to other prior cohort members relative to selecting an adviser. This represented a lesser number, but was also different from the other two categories since it relied primarily on the perception of other people in the selection process. There were a limited number of students in each cohort who chose their adviser after interacting at the evening buffet dinner with doctoral teaching faculty and students, as depicted in the category of Other . Mainly, the discussion at the dinner with doctoral faculty focused on the dissertation process and the work with the adviser. This individual meeting provided an opportunity for each cohort member to express his/her progress in the program. It was stated by the director of the program that in his experience, coursework is seldom the problem of students having trouble in the program. It is usually an issue with the capstone project, the dissertation, or the dissertation process. It is worth noting the connection the connection here to a finding by Knox, Burkard, Janecek, Pruitt, Fuller, and Hill (2011):

We cannot assert causality in either direction (effect of relationship on dissertation; effect of dissertation on relationship) but also cannot ignore the pattern: positive dissertation experiences were characterized by good relationships between adviser and student; problematic dissertations were often characterized by poor relationships. (p. 65)

By the conclusion of the second year of formal study, cohort members had two full semesters to work with their dissertation adviser. Hence, the researchers looked at the follow-up with these same cohorts but conducted, as previously noted, individual meetings with cohort members. The objective was to ascertain if the students were making progress in the dissertation process with their advisers. In this IML Ph.D. program, during the Fall of the 2 nd year, each semester correlates with the chapters of the dissertation which serves as a timeline. For instance, the Fall semester would correlate with Chapter 1 (Introduction) of the dissertation. Chapter 2 (Literature Review) would correlate with Spring, 2 nd year, then Summer of the 3 rd year would correlate with Chapter 3 (Methodology). Chapter 4 (Results) would be in the Fall of the 3 rd year while Chapter 5 (Findings and Conclusions) would be in the Spring of the 3 rd year in the program. It should be noted that this represents a completion schedule that is not representative of all candidates in the program.

In the discussions with Cohort 8A/8B, the group who graduated in May of 2015, there was a common thread among the group. Even though over 40% had earlier comments in year two and year three about their work and relationships with their advisers, any concerns or issues were resolved when these students completed the dissertation enabling them to graduate. Almost 100% of the students recognized their adviser in the Acknowledgement page of the dissertation. So, any ill will or criticism that may have existed earlier in the relationship, dissipated when the students graduated. All the graduates felt that this was a learning experience and that they understood more about themselves and the process in general from this experience. In short, the importance of completion and subsequent graduation would overshadow any negative feelings between the student and adviser. This is shown in Table 2 below:

Table 2: Cohort 8A/8B

  (N31) Comments Percent
Year 2 (End) 13 Never available to meet, too critical, not interested in seeing me finish, takes too long to read my stuff, not sure adviser cares. 40%
Year 3 (End) 31 Learned a lot, now I better understand my adviser, enjoyed the journey.  

In Cohort 9, the group had completed their second year with one year into the dissertation process. Students in this cohort were at various stages of their dissertation. Using the same meeting procedures as with Cohorts 8A and 8B, a researcher met with members of Cohort 9. The responses from this cohort were as follows in Table 3:

Table 3: Cohort 9

  (N18) Negative Adviser Comments Percent
Year 2 (End) 18 Meeting time issues, turn-around time too long, adviser too busy, adviser doesn’t seem to care if I finish on time. 30%

Once again, students voiced similar comments on the role of their advisers. Although less negative comments were made by this cohort, the nature of these comments would indicate much different sentiments from the beginning of year 2 until the end of the same year, at least by 30% of the cohort. As noted earlier, issues such as meeting time, expected quick responses on submitted papers, and perceived relationship problems between adviser and candidate were not considered by students in cohorts 8A/8B and cohort 9.

Finally, Cohort 10 selected advisers during the summer of 2015 for the IML Ph.D. program. As noted there are a total of 18 students in this cohort. The same process of providing biographical information on faculty followed by a meet and greet buffet dinner was standard introductory procedure. Given the time frame of less than two months, these students responded in a typical manner by choosing faculty they were familiar with from their coursework or faculty who most impressed them at the dinner buffet. After meeting with each candidate to give faculty adviser/committee assignments, this group, as others, was pleased to hear that they were able to secure the adviser of choice. They, like others, were delighted to begin the process of starting the dissertation.

Discussion, Findings, and Conclusions

From a review of the three cohorts, it was clear that all three groups similar to earlier cohorts in this program, based their choice of adviser primarily on familiarity and first meeting impressions from the buffet dinner event. Familiarity could be explained in terms of selecting a faculty member based on past coursework with that faculty member. In many cases, it was first year doctoral faculty or, in some cases, doctoral faculty who had previously had a student in an undergraduate or graduate course. In should be noted that a percentage of our students pursue the doctoral degree after completing the Instructional Management/Leadership master’s degree at our university. A few students based decisions on the background of the faculty member and that person’s research area while some talked with previous cohort members. Despite preliminary discussions with the cohort in term of the process and shared past commentary from other students in the program, these students were still not focused on what might be considered the most important attributes and qualities of an adviser in the dissertation relationship. In traditional programs, students many times have the opportunity to work more closely with faculty or, at least, have the opportunity to have completed coursework with the majority of doctoral faculty who would serve as advisers.

While the doctoral faculty have a wide range of backgrounds in leadership including military, government, education, and health care, there are limitations on the director that relate directly to the faculty contract. By our contract, each faculty member should be assigned at least one doctoral student and subsequently, would serve on two committees. There is flexibility relative to faculty having more than one student. In the past the mix of students noted earlier in the description of makeup and background of the program participants provided a level of variety for student choice. To illustrate, a public school principal would probably lean toward working with a faculty member who was a former superintendent of schools. We have others who been a part of the corporate, military, higher education, or health professions. However, in some cases, if there was imbalance or over representation in one area (professional background), this might also hamper the ability of students to choose an adviser in their specific field.

The major finding of this brief study was that there was a disconnect between the entry selection criteria, which was somewhat superficial, and the reality of what many of the students really needed in an adviser. Although personal characteristics may be initially important, the complexity of the dissertation adviser role cannot be minimized. During the writing of the dissertation, some students may need more prodding than others. Some may need more encouragement. This relationship should be shaped into a mentoring role as in cognitive apprenticeship where learning occurs through guided experience. Since all faculty advisers completed a dissertation, this can be both a discovery process and a teaching process as in the Actor-Network theory which adviser and advisee are networked to the degree that both adviser and advisee learn from one another. Advisers not only learn new material but also gain new ideas and insights into their own future research agenda. Other criteria described in the literature such as common research interests, time factors, dissertation experience, etc. all have relevance that certainly go beyond familiarity, preliminary first time meetings, and the experience of others. This study’s researchers suggest that the title of adviser-mentor be applied to faculty supporting the work of doctoral students in the program, so as to emphasize the role of faculty in the success of doctoral students.

Also, based on the responses from candidates and the related research, this study’s researchers propose the following specific recommendations as a way of addressing the adviser selection process. These recommendations are aligned with Ghefali’s (2003) expansion of Collins, Holum, and Brown’s (1991) Methods section of the cognitive apprenticeship model:

Sections
Establish meeting dates during the first year such as brown bag lunch sessions where doctoral students have the opportunity to meet with faculty to discuss research. Articulation
Plan monthly meetings with two doctoral faculty members to discuss the research interests and the research process. Coaching, Reflection
Provide faculty research (articles, conference papers, books) in a resource center for doctoral students to become familiar with faculty scholarship. Coaching, Scaffolding, Modeling
Create opportunities for doctoral students to observe doctoral faculty classes. Modeling, Reflection
Invite doctoral faculty to attend 2 and 3 year monthly dissertation seminars. Modeling, Reflection
Include discussion of the roles of the adviser and advisee in monthly doctoral faculty meetings. Reflection, Articulation, Exploration

These recommendations are ways of defining a more substantive and research-supported approach of selecting an adviser. The alignment of this study’s recommendations to Ghefali’s (2003) expanded Methods section of the cognitive apprenticeship model provides adviser-mentors with a rationale for implementing those recommendations and perhaps a framework that can be generalized to similar programs.

The goal is to develop a strong, nurturing relationship between the adviser-mentor and the student. It goes beyond the simple - pick who you know or pick who impresses you approach that is too often chosen by students. It enables doctoral students to engage more frequently and in a more professional, academic relationship with a possible adviser-mentor. Better informing students early on in the process is obviously a preferred first step. These doctoral students will be able to make more informed decisions relative to choice. Faculty, on the other hand, will also have a better opportunity to connect with these doctoral students, especially those faculty who traditional taught courses in the second and third years of the program.

As Joyce (2016) creatively suggests to those wrestling with the improvement of doctoral programs and dissertation advising, “create a space where both parties can exist together as actors who jointly create knowledge for their profession” (p. 412). If we can follow that simple suggestion, along with the recommendations of this brief study, then the choice of door number one, two, or three may be much easier with greater residual benefit, especially for doctoral students participating in today’s fast-track doctoral programs.

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Hineman, J. M., & Semich, G. (2017). "Choosing a Dissertation Adviser: Challenges and Strategies for Doctoral Students." Inquiries Journal , 9 (03). Retrieved from http://www.inquiriesjournal.com/a?id=1588

Hineman, John M., and George Semich. "Choosing a Dissertation Adviser: Challenges and Strategies for Doctoral Students." Inquiries Journal 9.03 (2017). < http://www.inquiriesjournal.com/a?id=1588 >

Hineman, John M., and George Semich. 2017. Choosing a Dissertation Adviser: Challenges and Strategies for Doctoral Students. Inquiries Journal 9 (03), http://www.inquiriesjournal.com/a?id=1588

HINEMAN, J. M., & SEMICH, G. 2017. Choosing a Dissertation Adviser: Challenges and Strategies for Doctoral Students. Inquiries Journal [Online], 9. Available: http://www.inquiriesjournal.com/a?id=1588

John M. Hineman graduated in 2011 with a PhD in Education from Robert Morris University .

George Semich , Ed.D., is the Director of the IML PhD Program at Robert Morris University .

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IMAGES

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  1. Dissertation Advisor 101: How To Work With Your Advisor ...

    Learn how to get the most from your relationship (or lack thereof) with your dissertation or thesis advisor, without begging.

  2. Choosing a Dissertation Advisor < University of Pennsylvania

    Advisors generally serve as the dissertation supervisor. Students should be familiar with the University rules about who can supervise dissertation research and serve on a dissertation committee. Several resources and strategies can help students identify an appropriate faculty advisor, as follows.

  3. Choosing a Thesis Advisor: A Complete Guide | My Dissertation ...

    What does a thesis advisor do? How should I choose my thesis advisor? What makes a faculty member a good thesis advisor? What if it doesn’t work out with my thesis advisor? Thesis Advisor Responsibilities. While writing a dissertation is a largely solitary pursuit, a good thesis advisor will be with you every step of the way.

  4. Choosing a thesis advisor: Choose wisely and avoid years of ...

    Know yourself before selecting an advisor. Do you prefer to work independently or do you need supervision? How available is the advisor to help you? Be sure to understand what are the advisor’s expectations, in terms of the time you need to spend at the lab and the pace of the research project.

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    The process of selecting a dissertation adviser can be accomplished in a number of ways. The importance, however, of this process should not be understated. This relationship between adviser and advisee often can be the difference between completing or not completing the dissertation.